Quadrant Regulatory Group
Highly Engaged Employees
Highly Engaged EmployeesBusiness Services · New York, United States · 1-10 Employees
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Overview
Headquarters
122 E 42nd St Ste 2902, New York City, N...Phone Number
(646) 930-1900Website
www.quadrantregulatory.comRevenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
Dec
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ZI Rank
1
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About Quadrant Regulatory Group
Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, SRO, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, and financial and accounting services. Quadrant has a dedicated team of Certified Anti-Money Laundering Specialists that perform independent tests of firms' anti-money laundering compliance programs. Our mission is to provide effective, efficient, and expert regulatory guidance to our clients in order to allow them to concentrate on their business.Explore more
Quadrant Regulatory Group Org Chart
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Quadrant Regulatory Group is experiencing very low activity levels compared to other companies in the Business Services sector.
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Quadrant Regulatory Group is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Quadrant Regulatory Group.
Quadrant Regulatory Group financials insights
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2021
Debt
$131K
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Frequently Asked Questions Regarding Quadrant Regulatory Group
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Quadrant Regulatory Group provides Broker-Dealers and Registered Investment Advisers with services that support compliance with SEC, FINRA, MSRB, NFA, SRO, and state securities laws. Quadrant compliance consultants deliver expert guidance, ongoing assistance during regulatory examinations, compliance support, testing, and financial and accounting s... Read More
