Quadrant Regulatory Group
Business Services · New York, United States · 1-10 Employees
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Overview
Headquarters
122 E 42nd St Rm 2902, New York, New Yor...Phone Number
(646) 930-1900Website
www.quadrantregulatory.comRevenue
<$5 MillionIndustry
About Quadrant Regulatory Group
Quadrant Regulatory Group specializes in providing customized compliance consulting services for broker-dealers and registered investment advisers. The firm is led by former regulators and industry professionals, offering expertise in navigating regulatory challenges and ensuring compliance with applicable rules. Their services include assistance with FINRA membership applications, AML testing, and the development of tailored compliance programs. With over a decade of experience, Quadrant is dedicated to supporting firms of all sizes in achieving a robust compliance culture.Explore more
Quadrant Regulatory Group Org Chart
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Quadrant Regulatory Group specializes in providing customized compliance consulting services for broker-dealers and registered investment advisers. The firm is led by former regulators and industry professionals, offering expertise in navigating regulatory challenges and ensuring compliance with applicable rules. Their services include assistance w... Read More
