Thornton & Associates

Q: What is Thornton & Associates's official website?

Thornton & Associates's official website is www.thorntonandassociates.com

Q: What is Thornton & Associates's Revenue?

Thornton & Associates's revenue is <$5 Million

Q: What is Thornton & Associates's SIC code?

Thornton & Associates's SIC: 87,874

Q: What is Thornton & Associates's NAICS code?

Thornton & Associates's NAICS: 54,541

Q: How many employees does Thornton & Associates have?

Thornton & Associates has 1-10 employees

Q: What industry does Thornton & Associates belong to?

Thornton & Associates is in the industry of: Business Services , Project Management

Q: What is Thornton & Associates competition?

Thornton & Associates top competitors include: Vigilant Compliance , Compliance Advisers , Securities Compliance Advisors , Gordian Compliance Solutions

Q: What technology does Thornton & Associates use?

Some of the popular technologies that Thornton & Associates uses are: WordPress.org, Google Universal Analytics, Microsoft 365, Google Tag Manager

Q: How do I contact Thornton & Associates?

Thornton & Associates contact info: Phone number: (626) 356-0200 Website: www.thorntonandassociates.com

Q: What does Thornton & Associates do?

Thornton & Associates, LLC specializes in providing customized regulatory and compliance services to FINRA member broker dealers and SEC/State Registered Investment Advisers. The firm is staffed by former NASD/FINRA examiners and compliance professionals, offering expertise in areas such as broker dealer compliance, anti-money laundering services,... and financial operations registration. Their services include internal audits, written supervisory procedures, and AML training, tailored to meet the specific regulatory needs of their clients. Thornton & Associates aims to support firms in navigating the complexities of compliance while focusing on business growth. Read More

Business Services · California, United States · 1-10 Employees

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Overview

Headquarters

3452 E Foothill Blvd Ste 800, Pasadena, ...

Phone Number

(626) 356-0200

Website

www.thorntonandassociates.com

Revenue

<$5 Million

Industry

Business Services

Project Management

About Thornton & Associates

Thornton & Associates, LLC specializes in providing customized regulatory and compliance services to FINRA member broker dealers and SEC/State Registered Investment Advisers. The firm is staffed by former NASD/FINRA examiners and compliance professionals, offering expertise in areas such as broker dealer compliance, anti-money laundering services, and financial operations registration. Their services include internal audits, written supervisory procedures, and AML training, tailored to meet the specific regulatory needs of their clients. Thornton & Associates aims to support firms in navigating the complexities of compliance while focusing on business growth.Explore more

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SIC Code 87,874NAICS Code 54,541Show more

Thornton & Associates Org Chart

Phone

Melinda Mcgregor

Director of FinOps

Phone

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