Quadrant Regulatory Group Employee Directory

Quadrant Regulatory Group corporate office is located in 122 E 42nd St Rm 2902, New York, New York, 10168, United States and has 1-10 employees.

Quadrant Regulatory Group Global Presence

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North America1-10

Key Employees of Quadrant Regulatory Group

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    Nicholas Palla...

    Managing Director

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Index of contact profiles from Quadrant Regulatory Group

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Contact Info
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12

Former Employees at Quadrant Regulatory Group

Explore people who held key positions, contributed to Quadrant Regulatory Group's success, and advanced their careers.

  1. Compliance Monitoring ... at SMBC Group

    Worked as Compliance Consultant

    at Quadrant Regulatory Group (2016-2023)

    email Tavia Williams Email direct Tavia Williams Direct

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People from Similar Companies in the Business Services Industry Located in New York, United States

Frequently Asked Questions Regarding Quadrant Regulatory Group Employees

How many employees does Quadrant Regulatory Group have?
Quadrant Regulatory Group has 1-10 employees
Who are Quadrant Regulatory Group key employees?
Some of Quadrant Regulatory Group key employees are Nicholas Pallante
Where is Quadrant Regulatory Group located?
Quadrant Regulatory Group’s headquarters are located at 122 E 42nd St Rm 2902, New York, New York, 10168, United States
How do I contact Quadrant Regulatory Group?
Quadrant Regulatory Group Contact Info: Phone number: (646) 930-1900 Website: www.quadrantregulatory.com
What does Quadrant Regulatory Group do?

Quadrant Regulatory Group specializes in providing customized compliance consulting services for broker-dealers and registered investment advisers. The firm is led by former regulators and industry professionals, offering expertise in navigating regulatory challenges and ensuring compliance with applicable rules. Their services include assistance w... ith FINRA membership applications, AML testing, and the development of tailored compliance programs. With over a decade of experience, Quadrant is dedicated to supporting firms of all sizes in achieving a robust compliance culture.Read More

Is Quadrant Regulatory Group a public company?
Quadrant Regulatory Group is private company therefore does not currently have an official ticker symbol
See more information about Quadrant Regulatory Group Employees

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