DE Scott & Associates

Business Services · New York, United States · 1-10 Employees

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Overview

Headquarters

20 Barney Rd, Clifton Park, New York, 12...

Phone Number

(646) 415-8159

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
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ZI Rank
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About DE Scott & Associates

D.E Scott & Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Our senior team members are seasoned veterans with an average of 20 years of industry experience. A majority of our team members have served as Examiners with the SEC or FINRA and most of our consultants have also served as Chief Compliance Officers to investment advisers, broker-dealers or both.Explore more
Popular SearchesDe Scott & Associates LLCDescott Development LLCScott, E and D Associates Ltd( IncDs Scott & Associates LLCE & D Scott & Associates LtdSIC Code 87,874NAICS Code 54,541Show more

DE Scott & Associates Org Chart

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MP
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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

DE Scott & Associates

<$5M
1-10
Private
-
2006
MP
Michael PhilippsSenior Consultant
$7.2M
11-50
Private
<$5M
2006
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
1-10
Private
-
2018
PG
Peter GuarinoPresident & Chief Compliance Officer
<$5M
1-10
Private
<$5M
2009
ES
Elayne SzlkowskiManager, Operations
<$5M
1-10
Private
-
2017
VL
Valerie LewisChief Compliance Officer
Illustration of an envelope

DE Scott & Associates Tech Stack

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Frequently Asked Questions Regarding DE Scott & Associates

What is DE Scott & Associates's official website?
DE Scott & Associates's official website is www.descott.com
What is DE Scott & Associates's Revenue?
DE Scott & Associates's revenue is <$5 Million
What is DE Scott & Associates's SIC code?
DE Scott & Associates's SIC: 87,874
What is DE Scott & Associates's NAICS code?
DE Scott & Associates's NAICS: 54,541
How many employees does DE Scott & Associates have?
DE Scott & Associates has 1-10 employees
What industry does DE Scott & Associates belong to?
DE Scott & Associates is in the industry of: Business Services, Project Management
What is DE Scott & Associates competition?
DE Scott & Associates top competitors include: NorthPoint Compliance, Securities Compliance Advisors, 40 Act Compliance, Vigilant Compliance
What technology does DE Scott & Associates use?
Some of the popular technologies that DE Scott & Associates uses are: Microsoft IIS, Campaign Monitor, Plesk, GoDaddy DNS
How do I contact DE Scott & Associates?
DE Scott & Associates contact info: Phone number: (646) 415-8159 Website: www.descott.com
What does DE Scott & Associates do?

D.E Scott & Associates is a regulatory consulting practice specializing in SEC compliance requirements for registered investment advisers and mutual funds. Founded by David E. Scott in December of 2005, we serve as a valuable resource in helping our investment adviser and mutual fund clients meet their compliance obligations. Our senior team member... s are seasoned veterans with an average of 20 years of industry experience. A majority of our team members have served as Examiners with the SEC or FINRA and most of our consultants have also served as Chief Compliance Officers to investment advisers, broker-dealers or both.Read More

Is DE Scott & Associates a public company?
DE Scott & Associates is private company therefore does not currently have an official ticker symbol
See more information about DE Scott & Associates

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