40 Act Compliance
Business Services · 1-10 Employees
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Overview
Website
www.40actcomply.comRevenue
<$5 MillionIndustry
ZI Rank: 1
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About 40 Act Compliance
40 Act Compliance, LLC is a Los Angeles-based compliance and regulatory consulting firm that specializes in providing compliance management services to investment advisers focused on private and public funds for institutional clients. The company offers tailored compliance programs, risk assessments, and policy design to both start-up and registered advisory businesses. Additionally, they provide full Chief Compliance Officer outsourcing and support for in-house compliance officers. Their services ensure adherence to fiduciary obligations, legal requirements, and SEC oversight.Explore more
40 Act Compliance Org Chart
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40 Act Compliance is experiencing very low activity levels compared to other companies in the Business Services sector.
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40 Act Compliance, LLC is a Los Angeles-based compliance and regulatory consulting firm that specializes in providing compliance management services to investment advisers focused on private and public funds for institutional clients. The company offers tailored compliance programs, risk assessments, and policy design to both start-up and registere... Read More
