Compliance4

Business Services · Maine, United States · 1-10 Employees

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Overview

Headquarters

9 Terison Dr Ste 100, Falmouth, Maine, 0...

Phone Number

(207) 797-0508

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Dec
Jan
Feb
Mar
Apr
May
ZI Rank
1
1
1
1
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1

About Compliance4

Compliance4 is a boutique regulatory compliance consulting firm based in Portland, Maine, specializing in compliance services for investment advisers, investment companies, private funds, mutual funds, ETFs, fund boards, and private fund managers. The firm offers outsourced Chief Compliance Officer services, compliance consulting, and comprehensive regulatory solutions tailored to meet the unique needs of each client. With a commitment to excellence, Compliance4 aims to provide high-quality compliance resources and expertise that integrate seamlessly into clients' daily operations. The company values long-term relationships and focuses on delivering practical compliance solutions that enhance clients' success in the financial marketplace.Explore more
Compliance4's Social MediaPopular SearchesCompliance4Compliance4 LLCCompliance LLCIm Compliance LLCSIC Code 87,874NAICS Code 54,541Show more

Compliance4 Org Chart

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President & Chief Compliance Officer

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Compliance4

<$5M
1-10
Private
-
2018
PG
Peter GuarinoPresident & Chief Compliance Officer
$7.2M
11-50
Private
<$5M
2006
<$5M
11-50
Private
<$5M
2004
LC
Lawrence ClayDirector, Compliance & Chief Compliance Officer
<$5M
1-10
Private
-
2010
EW
Em WalkerSenior Consultant
<$5M
1-10
Private
-
2006
MP
Michael PhilippsSenior Consultant
<$5M
1-10
Private
-
2017
VL
Valerie LewisChief Compliance Officer
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance4 is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance4 is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance4.

Compliance4 Tech Stack

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Compliance4 News & Media

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Frequently Asked Questions Regarding Compliance4

What is Compliance4's official website?
Compliance4's official website is www.compliance4.com
What is Compliance4's Revenue?
Compliance4's revenue is <$5 Million
What is Compliance4's SIC code?
Compliance4's SIC: 87,874
What is Compliance4's NAICS code?
Compliance4's NAICS: 54,541
How many employees does Compliance4 have?
Compliance4 has 1-10 employees
What industry does Compliance4 belong to?
Compliance4 is in the industry of: Business Services, Project Management
What is Compliance4 competition?
Compliance4 top competitors include: Securities Compliance Advisors, 40 Act Compliance, DE Scott & Associates, Strategic Compliance Consulting
What technology does Compliance4 use?
Some of the popular technologies that Compliance4 uses are: Sentry, F5 BIG-IP Platform, F5 BIG-IP Application Security Manager, Google Workspace
How do I contact Compliance4?
Compliance4 contact info: Phone number: (207) 797-0508 Website: www.compliance4.com
What does Compliance4 do?

Compliance4 is a boutique regulatory compliance consulting firm based in Portland, Maine, specializing in compliance services for investment advisers, investment companies, private funds, mutual funds, ETFs, fund boards, and private fund managers. The firm offers outsourced Chief Compliance Officer services, compliance consulting, and comprehensive... regulatory solutions tailored to meet the unique needs of each client. With a commitment to excellence, Compliance4 aims to provide high-quality compliance resources and expertise that integrate seamlessly into clients' daily operations. The company values long-term relationships and focuses on delivering practical compliance solutions that enhance clients' success in the financial marketplace.Read More

What are Compliance4 social media links?
Compliance4 Linkedin page Compliance4 Twitter page Compliance4 Facebook page
Is Compliance4 a public company?
Compliance4 is private company therefore does not currently have an official ticker symbol
See more information about Compliance4

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