FINRA Employee Directory
FINRA corporate office is located in 1735 K St NW, Washington, District of Columbia, 20006, United States and has 1K - 5K employees.
Highly Engaged Employeesfinra
financial industry regulatory authority
financial industry regulatory authority inc
finra regulation inc
finra.org
finra dispute resolution inc
Employees by Department
Departments
Number of employees
Legal
775
Operations
491
Engineering & Technical
417
Information Technology
254
Finance
240
Marketing
83
Human Resources
57
FINRA CEO
Key Employees of FINRA
FINRA Global Presence
| Location | People at location |
| North America | 1K - 5K |
| Asia | 11-50 |
| Africa | 1-10 |
| South America | 1-10 |
| Europe | 1-10 |
| Australia | 1-10 |
Index of contact profiles from FINRA
- Director
- United States , District of Columbia , Washington
- Counsel
- United States , District of Columbia , Washington
- Associate Principal Analyst, Advertising Regulation
- United States , District of Columbia , Washington
- Arbitration Case Coordinator
- United States , District of Columbia , Washington
- Manager, Human Resources & Business Partner
- United States , District of Columbia , Washington
- Attorney
- United States , District of Columbia , Washington
- Attorney
- United States , District of Columbia , Washington
- Attorney
- United States , District of Columbia , Washington
- Enforcement Principal Counsel
- United States , District of Columbia , Washington
- Principal Counsel
- United States , District of Columbia , Washington
- Associate General Counsel, Litigation
- United States , District of Columbia , Washington
- Department of Enforcement Senior Counsel
- United States , District of Columbia , Washington
- Associate General Counsel & Office of General Counsel
- United States , District of Columbia , Washington
- Principal Counsel
- United States , District of Columbia , Washington
- Equity and Options Examination Group
- United States , District of Columbia , Washington
- Associate General Counsel
- United States , District of Columbia , Washington
- Director
- United States , District of Columbia , Washington
- Counsel
- United States , District of Columbia , Washington
- Counsel
- United States , District of Columbia , Washington
- Senior Vice President
- United States , District of Columbia , Washington
- Counsel
- United States , District of Columbia , Washington
- Enforcement Senior Counsel
- United States , District of Columbia , Washington
- Enforcement Senior Counsel
- United States , District of Columbia , Washington
- Principal Counsel
- United States , District of Columbia , Washington
- Enforcement Counsel
- United States , District of Columbia , Washington
Former Employees at FINRA
Explore people who held key positions, contributed to FINRA's success, and advanced their careers.
Senior Litigation Coun... at New Civil Liberties Al...
Worked as Senior Vice President, Deputy Chief of Enforce...
at FINRA (2015-2018)
Managing Partner, Flor... at Derek Smith Law Group
Worked as Independent Neutral Public Arbitrator
at FINRA
Compliance Associate at EQT
Worked as Senior Associate Analyst- Financial Technology
at FINRA (2020-2021)
Explore More
People from Similar Companies in the Government Industry Located in District of Columbia, United States
Frequently Asked Questions Regarding FINRA Employees
Financial Industry Regulatory Authority, Inc. is a private corporation that acts as a self-regulatory organization. FINRA is the successor to the National Association of Securities Dealers, Inc. and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange.... Read More
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