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FINRA

Accounting Services · District of Columbia, United States · 3,600 Employees

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About

Headquarters

1735 K St NW, Washington, District of Columbia,...

Phone Number

(301) 590-6500

Revenue

$1.2 Billion

Industry

Accounting & Accounting Services Business Services

Who is FINRA

Financial Industry Regulatory Authority, Inc. is a private corporation that acts as a self-regulatory organization. FINRA is the successor to the National Association of Securities Dealers, Inc. and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange.Read more

FINRA's Social MediaPopular SearchesFINRA-registeredFinraFinancial Industry Regulatory AuthorityFinancial Industry Regulatory Authority IncFinra Regulation IncSIC Code 73,738NAICS Code 54,541Show more

FINRA Org Chart

Paul Tingley

Chief Executive Officer & Owner

PhoneEmail
Igor Grinberg

Director - Finance Chief Financial Officer

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Rainia Washington

Executive Vice President & Chief Human Resour...

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FINRA Tech Stack

A closer look at the technologies used by FINRA

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FINRA News & Media

  • Financial Professional or Artificial Intelligence? FINRA Foundation Report Examines Which of These Consumers Trust More

    WASHINGTON--(BUSINESS WIRE)--The FINRA Investor Education Foundation (FINRA Foundation) has released a new report, The machines are coming (with personal finance information). Do we trust them? Despite the growing popularity of artificial intelligence (AI), very few consumers knowingly turn to AI for information on personal finances, according to the report. “As AI continues to be integrated into consumers’ everyday lives, it is vital to get a better understanding of how they perceive it and ho
  • Report From FINRA Board of Governors Meeting – May 2024

    WASHINGTON--(BUSINESS WIRE)--FINRA’s Board of Governors met on May 8-9 for the second time in 2024. The Board approved FINRA’s 2023 Annual Financial Report, appointed new members to Advisory Committees, was briefed on FINRA’s Advanced Analytics Strategic Initiative, received operational updates and continued discussions around FINRA’s long-term financial planning. FINRA’s 2023 Annual Financial Report will be publicly available in the coming weeks. Each year, FINRA publishes an Annual Financial
  • FINRA Promotes Michael Solomon to Executive Vice President of Examinations and Membership Application Program

    WASHINGTON--(BUSINESS WIRE)--FINRA announced today that it has promoted Michael Solomon to Executive Vice President of Examinations and Membership Application Program, effective immediately. Solomon has taken on an expanded leadership role since rejoining FINRA in 2022 as a Senior Vice President and Head of Examinations. Solomon continues to report to Greg Ruppert, Executive Vice President, Member Supervision. Solomon will continue to lead FINRA’s National Examination Program, which was consoli
  • Netcapital Pursues Broker-Dealer License to Increase Potential Revenue Generation

    BOSTON--(BUSINESS WIRE)---- $NCPL #Earnings--Netcapital Inc. (Nasdaq: NCPL, NCPLW) (the “Company”), a digital private capital markets ecosystem, today announced that its wholly-owned subsidiary, Netcapital Securities Inc., has applied for broker-dealer registration with the Financial Industry Regulatory Authority (“FINRA”). This marks a significant step in the Company’s evolution as it looks to expand upon its current service offerings and support private companies with larger and later stage fi
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Frequently Asked Questions regarding FINRA

Where is FINRA located?
FINRA's headquarters are located at 1735 K St NW, Washington, District of Columbia, 20006, United States
What is FINRA's phone number?
FINRA's phone number is (301) 590-6500
What is FINRA's official website?
FINRA's official website is www.finra.org
What is FINRA's Revenue?
FINRA's revenue is $1.2 Billion
What is FINRA's SIC code?
FINRA's SIC: 73,738
What is FINRA's NAICS code?
FINRA's NAICS: 54,541
How many employees does FINRA have?
FINRA has 3,600 employees
What industry does FINRA belong to?
FINRA is in the industry of: Accounting & Accounting Services, Business Services
What is FINRA competition?
FINRA top competitors include: U.S. Securities and Exchange Commission, New York Stock Exchange, Nuclear Regulatory Commission, Consumer Financial Protection Bureau
What technology does FINRA use?
Some of the popular technologies that FINRA uses are: goo.gl, SEDO Parking, Microsoft IIS, Facebook Web Custom Audiences
Who is the CEO of FINRA?
FINRA's CEO is Jeanette Wingler
Who is the CFO of FINRA?
FINRA's CFO is Igor Grinberg
How do I contact FINRA?
FINRA contact info: Phone number: (301) 590-6500 Website: www.finra.org
What does FINRA do?

Financial Industry Regulatory Authority, Inc. is a private corporation that acts as a self-regulatory organization. FINRA is the successor to the National Association of Securities Dealers, Inc. and the member regulation, enforcement, and arbitration operations of the New York Stock Exchange.... Read More

What are FINRA social media links?
FINRA Linkedin page FINRA Twitter page FINRA Facebook page
Is FINRA a public company?
FINRA is private company therefore does not currently have an official ticker symbol
See more information about FINRA

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