How Much Did 17a-4 Raise?
Funding & Key Investors

17a-4 LLC has secured $148K in total capital, with its most recent financing round yielding $148K. This significant strategic investment underscores the company's established position in the compliance software sector, particularly for U.S. Broker-Dealers navigating stringent SEC and FINRA regulations.

What is 17a-4?

17a-4
SoftwareLegal SolutionsBusiness Services

17a-4 LLC specializes in providing robust compliance software and services tailored for the financial industry. Their core offering, DataParser, is a leading independent connector solution designed to capture and archive data from a wide array of communication platforms. The company also offers Designated Third Party (D3P) services and comprehensive compliance solutions, enabling clients to effectively manage regulatory requirements and data retention policies. Since its inception in 2001, 17a-4 has been a trusted partner for businesses seeking flexible and reliable methods to achieve and maintain compliance.

How much funding has 17a-4 raised?

17a-4 has raised a total of $148K across 1 funding round:

2021

Debt

$148K

Debt (2021): $148K with participation from PPP

What's next for 17a-4?

The substantial capital infusion, indicated by the $148K and $148K, positions 17a-4 LLC for accelerated growth and market expansion. This strategic backing is expected to fuel further development of their compliance solutions, enhance their technological infrastructure, and potentially broaden their service offerings to address evolving regulatory landscapes. The company is poised to solidify its leadership in compliance technology, leveraging this investment to deepen its market penetration and support an increasing number of financial institutions in their adherence to critical data management and retention mandates.

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Frequently Asked Questions Regarding 17a-4 Financial Insights

What are the most recent funding rounds that 17a-4 has completed, and what were the funding rounds?
17a-4 has recently completed 1 funding rounds: Debt on Feb 26, 2021.
What is the total amount of funding 17a-4 has raised to date?
17a-4 has raised a total of $148K in funding to date.
How many funding rounds has 17a-4 completed?
17a-4 has completed 1 funding rounds.
How much funding did 17a-4 raise in its most recent funding round?
17a-4 raised $148K in its most recent funding round.
Who are the lead investors in 17a-4's latest funding round?
The lead investor in 17a-4's latest funding round was PPP. To access investor data and explore similar companies, sign up for ZoomInfo.
Which was the largest funding round in 17a-4's history?
The largest funding round in 17a-4's history was $148K.
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