17a-4
Legal Solutions · New York, United States · 11-50 Employees
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Overview
Headquarters
77 Park Ave, New York, New York, 10016, ...Phone Number
(212) 949-1724Website
www.17a-4.comRevenue
<$5 MillionIndustry
About 17a-4
17a-4 LLC specializes in compliance software and services, particularly for U.S. Broker-Dealers, assisting them with SEC and FINRA compliance. Their flagship product, DataParser, is a leading independent connector solution that captures and archives data from various communication platforms. The company offers Designated Third Party (D3P) services and compliance solutions to help clients navigate regulatory requirements and manage their data effectively. With a focus on flexible solutions, 17a-4 LLC has been supporting clients since 2001 in achieving compliance and managing their data retention policies.Explore more
17a-4 Org Chart
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17a-4 LLC specializes in compliance software and services, particularly for U.S. Broker-Dealers, assisting them with SEC and FINRA compliance. Their flagship product, DataParser, is a leading independent connector solution that captures and archives data from various communication platforms. The company offers Designated Third Party (D3P) services... Read More
