Smartria
Financial Software · Tennessee, United States · 11-50 Employees
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Overview
Headquarters
428 E Scott Ave Ste 200, Knoxville, Tenn...Phone Number
(833) 497-6278Website
www.smart-ria.comRevenue
$5 MillionIndustry
ZI Rank: 1
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About Smartria
Smartria provides compliance software tailored for Registered Investment Advisors (RIAs) and networks, facilitating simplified compliance management through intuitive software and automated workflows. The platform helps firms centralize and optimize their compliance processes, ensuring audit readiness and cybersecurity preparedness while saving time and reducing costs. With a focus on fostering a culture of compliance, Smartria assists over 2,400 firms in maintaining their compliance effectively. The company's range of solutions includes compliance management, employee trade monitoring, and data governance, making it suitable for medium to enterprise-level RIAs.Explore more
Smartria Org Chart
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Smartria News & Media
Smartria Appoints Clayton Webster, PhD as Head of AI and Engineering to Lead Next Phase of Innovation
KNOXVILLE, Tenn., March 5, 2026 /PRNewswire/ -- Smartria, a leading cloud-based compliance management platform trusted by thousands of registered investment advisors (RIAs), broker-dealers, and compliance consultants for more than a decade, today announced the appointment of Clayton...Smartria Successfully Receives Unqualified SOC 2 Report
Independent Report Reinforces Company's Commitment to Data Security and Trust KNOXVILLE, Tenn., Feb. 3, 2026 /PRNewswire/ -- Smartria, a leading cloud-based compliance management platform for RIAs, broker-dealers, and compliance consultants, today announced that it has successfully...Smartria and MirrorWeb Announce Partnership for Best-in-Class Compliance Solutions
Together, the Companies Offer the Leading Integrated Compliance Program Management and Communications Supervision Platforms for RIA Firms KNOXVILLE, Tenn. and AUSTIN, Texas, July 10, 2024 /PRNewswire/ -- Smartria, a leading provider of regulatory compliance software, and MirrorWeb, a...Smartria and TradePMR, Market Leaders in Compliance Software and Custodial Services for RIAs, Respectively, Join Forces to Support RIA Firm Growth
KNOXVILLE, Tenn. and GAINESVILLE, Fla., June 18, 2024 /PRNewswire/ -- In conjunction with TradePMR's Synergy 2024 conference in Las Vegas, Smartria and TradePMR announced that the companies have partnered to integrate their platforms and deliver TradePMR custodial data into Smartria's...
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Smartria provides compliance software tailored for Registered Investment Advisors (RIAs) and networks, facilitating simplified compliance management through intuitive software and automated workflows. The platform helps firms centralize and optimize their compliance processes, ensuring audit readiness and cybersecurity preparedness while saving tim... Read More
