UBS Executive and Leadership Team

Sergio Ermotti, the Group Chief Executive Officer & President at UBS, directs the firm's global strategy and overall business operations. Ermotti oversees the integration of wealth management, investment banking, and asset management divisions, ensuring a cohesive client experience worldwide. This leadership role involves setting the strategic vision for UBS, driving financial performance, and maintaining the company's strong international presence. By championing innovation and professional development, Ermotti cultivates a culture of continuous learning and collaboration across all business units. The Group Chief Executive Officer & President ensures alignment with market demands and regulatory frameworks, solidifying UBS's position as a leading global financial services provider. Sergio Ermotti's executive oversight extends to navigating complex financial needs for both individuals and institutions, reinforcing the firm's commitment to client success and sustainable growth.

Vanda Loo, the Executive Director, Head of Onboarding KYC and Periodic Review, WM Chief Operating Officer APAC Operations Hub at UBS, manages critical operational functions within the Wealth Management division for the Asia-Pacific region. Loo oversees the onboarding processes, ensuring strict adherence to Know Your Customer (KYC) regulations and managing periodic reviews to maintain compliance and mitigate risk. This role involves optimizing operational workflows for the APAC hub, enhancing efficiency in trade settlement and securities management. The Head of Onboarding KYC and Periodic Review, WM Chief Operating Officer APAC Operations Hub ensures seamless execution of daily operations, supporting the broader strategic objectives of UBS's wealth management services. By focusing on robust compliance frameworks and operational excellence, Vanda Loo contributes significantly to the stability and integrity of the firm's client services in the region.

Yi-En Tan, the Head Chief Operating Officer, Trade Settlement & Securities Functional Management, Wm Operations HUB (APAC) at UBS, drives operational efficiency within the Wealth Management division's APAC hub. Tan manages the complex processes of trade settlement and oversees securities functional management, ensuring accuracy and timeliness. This leadership position involves implementing best practices to streamline operations and enhance the client service experience across the Asia-Pacific region. The Head Chief Operating Officer, Trade Settlement & Securities Functional Management, Wm Operations HUB (APAC) plays a vital role in risk mitigation and operational integrity, supporting the firm's global financial services objectives. By focusing on functional management and operational excellence, Yi-En Tan ensures the smooth functioning of critical back-office processes, contributing to UBS's reputation for reliability and client focus.

Koji Takasumi, the Managing Director, Investment Bank Operating Officer (Chief Operating Officer), APAC at UBS, directs the operational framework for the Investment Bank across the Asia-Pacific region. Takasumi oversees critical functions that ensure the efficient and compliant execution of investment banking activities, including trade processing, risk management, and regulatory adherence. This leadership position involves optimizing operational workflows to support revenue generation and client service excellence throughout APAC. The Managing Director, Investment Bank Operating Officer (Chief Operating Officer), APAC is instrumental in driving operational strategy and implementing best practices to enhance the bank's performance in dynamic regional markets. By focusing on operational integrity and strategic execution, Koji Takasumi strengthens UBS's investment banking capabilities in the Asia-Pacific.

Roshni Sachar, the Manager, Regulatory Risk & Business Unified & Chief Operating Officer, Markets Investment Bank at UBS, oversees critical operational and risk management functions within the Markets division of the Investment Bank. Sachar ensures the unified approach to regulatory risk across business lines, implementing strategies to maintain compliance and mitigate potential threats. This role involves optimizing operational processes to support trading activities and enhance business performance in volatile market conditions. The Manager, Regulatory Risk & Business Unified & Chief Operating Officer, Markets Investment Bank plays a key part in safeguarding the firm's market operations and ensuring adherence to global regulatory standards. By focusing on integrated risk management and operational excellence, Roshni Sachar contributes to the stability and integrity of UBS's trading activities.

Ricky Tsui, the Director - GWM Chief Operating Officer APAC Asset Transfers Lead at UBS, manages the operational aspects of asset transfers within the Global Wealth Management (GWM) division for the Asia-Pacific region. Tsui leads initiatives to streamline and enhance the efficiency of asset transfer processes, ensuring a smooth and secure experience for clients. This role involves overseeing operational workflows, implementing best practices, and collaborating with various teams to facilitate complex cross-border transactions. The Director - GWM Chief Operating Officer APAC Asset Transfers Lead is crucial for maintaining operational integrity and client satisfaction in wealth management. By focusing on process optimization and leadership in asset transfers, Ricky Tsui supports UBS's commitment to providing seamless financial services across APAC.

Madhuri Tandale, the Architect -AMTech Chief Technology Officer at UBS, architects the technological infrastructure and strategy for the Asset Management Technology (AMTech) division. Tandale leads the development and implementation of innovative technology solutions that support UBS's asset management services, ensuring scalability and security. This role involves defining the technical roadmap, driving digital transformation initiatives, and overseeing the integration of advanced technologies to enhance operational efficiency and client offerings. The Architect -AMTech Chief Technology Officer is crucial in maintaining a competitive technological edge for the asset management arm of the firm. By focusing on robust architectural design and technological advancement, Madhuri Tandale ensures that AMTech's systems effectively support the firm's commitment to innovation and client-centric financial solutions.

Kylie Amann, the Chief of Staff Team, Group Chief Technology Office at UBS, supports the strategic initiatives and operational execution within the global technology division. Amann facilitates communication and alignment between various technology teams and executive leadership, ensuring that technology strategies effectively support the firm's overall business objectives. This role involves managing key projects, driving process improvements, and coordinating efforts across the Group Chief Technology Office to enhance efficiency and innovation. The Chief of Staff Team, Group Chief Technology Office plays a pivotal part in translating technological vision into actionable plans. By focusing on operational coordination and strategic support, Kylie Amann contributes to the effective delivery of technology services that underpin UBS's global financial operations and client solutions.

Wendy Nivar, the Mergers Acquisitions & Financial Sponsors Chief of Staff at UBS, provides strategic and operational support for the firm's mergers, acquisitions, and financial sponsor activities. Nivar coordinates key initiatives within these specialized areas, ensuring seamless execution and alignment with UBS's broader investment banking strategy. This role involves facilitating communication among deal teams, clients, and internal stakeholders to drive successful transaction outcomes. The Mergers Acquisitions & Financial Sponsors Chief of Staff plays a critical role in managing complex deal pipelines and supporting client relationships within the financial sponsors segment. By focusing on operational efficiency and strategic coordination, Wendy Nivar contributes to the firm's capacity to execute high-value transactions and strengthen its market position in investment banking.

Merrill Collins, the Legal & Compliance IT Chief of Staff at UBS, provides strategic and operational leadership for technology initiatives supporting the Legal and Compliance functions globally. Collins ensures that IT solutions effectively meet the complex regulatory and legal requirements of the firm, enhancing compliance monitoring and risk management capabilities. This role involves coordinating technology projects, driving process improvements, and fostering collaboration between IT teams and legal/compliance departments. The Legal & Compliance IT Chief of Staff is essential in translating business needs into robust technological frameworks. By focusing on operational alignment and strategic technology deployment, Merrill Collins strengthens UBS's ability to navigate the intricate legal and compliance landscape.