Securities Compliance Management
Business Services · Georgia, United States · 11-50 Employees
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Overview
Headquarters
6250 Shiloh Rd Ste 30, Alpharetta, Georg...Phone Number
(404) 841-1010Revenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
Mar
Apr
May
Jun
Jul
Aug
ZI Rank
1
1
1
1
1
1
About Securities Compliance Management
MasterCompliance is a leading provider of compliance management solutions tailored for the financial services industry, focusing primarily on broker-dealers and registered investment advisers. The company offers a comprehensive range of services designed to help firms establish, implement, and maintain effective compliance programs in accordance with securities laws and regulations. With a commitment to innovation and a team of experts across various fields, MasterCompliance aims to simplify compliance processes and enhance audit readiness for its clients. Their solutions are designed to identify and mitigate risks while fostering a culture of compliance within organizations.Explore more
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Revenue
Number of Employees
Type
Funding
Founded In
Securities Compliance Man...
<$5M
11-50
Private
-
2007
N/A
<$5M
11-50
Private
-
2015
<$5M
1-10
Private
-
2015
PM
Paul MalloryOwner and Chief Compliance Officer and Compliance Consulting and Service Provider
Company Profile Activity
Activity Insights
Securities Compliance Management is experiencing very low activity levels compared to other companies in the Business Services sector.
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Securities Compliance Management is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Securities Compliance Management.
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MasterCompliance is a leading provider of compliance management solutions tailored for the financial services industry, focusing primarily on broker-dealers and registered investment advisers. The company offers a comprehensive range of services designed to help firms establish, implement, and maintain effective compliance programs in accordance wi... Read More
