Compliance Sherpa

Business Services · Connecticut, United States · 1-10 Employees

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Overview

Headquarters

11 Sterling Hill Rd, Old Lyme, Connectic...

Phone Number

(860) 434-5775

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Feb
Mar
Apr
May
Jun
Jul
ZI Rank
1
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1
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1

About Compliance Sherpa

Compliance Sherpa is a compliance consulting firm based in Lyme, Connecticut, specializing in regulatory compliance for broker dealers, investment advisories, hedge funds, and alternative investment advisers. With over 35 years of experience, the firm offers customized compliance programs tailored to meet the specific needs of its clients. The small team ensures personal attention and effective solutions, primarily serving clients in Connecticut, New York, Massachusetts, and Pennsylvania. Compliance Sherpa aims to help businesses navigate regulatory challenges and avoid costly compliance failures.Explore more
Compliance Sherpa's Social MediaPopular SearchesCompliance SherpaCompliance Sherpa LLCCompliancesherpaCompliance Sherpa inCompliancesherpallcSIC Code 87,874NAICS Code 54,541Show more

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Compliance Sherpa

<$5M
1-10
Private
-
2009
N/A
$8.6M
11-50
Private
-
1984
<$5M
1-10
Private
-
2009
BE
Brendan ErieRegional Director, Brand Performance G6 Hospitality
<$5M
1-10
Private
-
2010
KA
Kenneth ArgueRegulatory Compliance and Operational Risk Consultant
<$5M
1-10
Private
-
2013
JG
John GaltPresident
<$5M
11-50
Private
-
2000
GB
Grace BennettPrincipal, Portfolio Manager and Chief Strategy Officer
<$5M
1-10
Private
-
1999
EC
Ely ChocronVice President, Investments
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance Sherpa is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance Sherpa is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Sherpa.

Compliance Sherpa Tech Stack

Top Business Services Companies

Frequently Asked Questions Regarding Compliance Sherpa

What is Compliance Sherpa's official website?
Compliance Sherpa's official website is www.compliancesherpa.com
What is Compliance Sherpa's Revenue?
Compliance Sherpa's revenue is <$5 Million
What is Compliance Sherpa's SIC code?
Compliance Sherpa's SIC: 87,874
What is Compliance Sherpa's NAICS code?
Compliance Sherpa's NAICS: 54,541
How many employees does Compliance Sherpa have?
Compliance Sherpa has 1-10 employees
What industry does Compliance Sherpa belong to?
Compliance Sherpa is in the industry of: Business Services, Project Management
What is Compliance Sherpa competition?
Compliance Sherpa top competitors include: Strategic Compliance Consulting, Thomas J Herzfeld Advisors, John Galt Wealth Solutions, Prism
What companies has Compliance Sherpa acquired?
Compliance Sherpa has acquired the companies: Compliance Sherpa
What technology does Compliance Sherpa use?
Some of the popular technologies that Compliance Sherpa uses are: F5 Silverline DDoS Protection, MonsterCommerce, Web.com Lead Stream, Web.com Website hosting
How do I contact Compliance Sherpa?
Compliance Sherpa contact info: Phone number: (860) 434-5775 Website: www.compliancesherpa.com
What does Compliance Sherpa do?

Compliance Sherpa is a compliance consulting firm based in Lyme, Connecticut, specializing in regulatory compliance for broker dealers, investment advisories, hedge funds, and alternative investment advisers. With over 35 years of experience, the firm offers customized compliance programs tailored to meet the specific needs of its clients. The smal... l team ensures personal attention and effective solutions, primarily serving clients in Connecticut, New York, Massachusetts, and Pennsylvania. Compliance Sherpa aims to help businesses navigate regulatory challenges and avoid costly compliance failures.Read More

What are Compliance Sherpa social media links?
Compliance Sherpa Linkedin page
Is Compliance Sherpa a public company?
Compliance Sherpa is private company therefore does not currently have an official ticker symbol
See more information about Compliance Sherpa

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