Compliance Exchange

Business Services · 11-50 Employees

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Overview

Phone Number

(303) 359-1815

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
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ZI Rank
1
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About Compliance Exchange

Compliance Exchange, LLC specializes in guiding compliance strategies for broker/dealers and investment advisers, helping them minimize risks and reduce regulatory burdens. The company addresses the challenges of implementing compliance systems and navigating complex regulations. Their services aim to enhance operational efficiency and protect firms' reputations while ensuring solid regulatory performance. Compliance Exchange, LLC is dedicated to making the compliance process less daunting for its clients.Explore more
Compliance Exchange's Social MediaPopular SearchesCompliance Exchange LLCSIC Code 87,874NAICS Code 54,541Show more

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Compliance Exchange

<$5M
11-50
Private
-
2004
N/A
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
1-10
Private
-
2007
MM
Melinda McGregorDirector of FinOps
<$5M
1-10
Private
<$5M
2006
Amy Lynch, Founder & President at FrontLine Compliance
Amy LynchFounder & President
<$5M
11-50
Private
-
2020
JW
Julie WalshDirector, SEC & Nfa Compliance
<$5M
1-10
Private
<$5M
1989
KS
Karen SteighnerPresident & CEO
Illustration of an envelope

Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance Exchange is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance Exchange is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Exchange.

Compliance Exchange Tech Stack

A closer look at the technologies used by Compliance Exchange

Top Business Services Companies

Frequently Asked Questions Regarding Compliance Exchange

What is Compliance Exchange's official website?
Compliance Exchange's official website is www.complianceexchange.com
What is Compliance Exchange's Revenue?
Compliance Exchange's revenue is <$5 Million
What is Compliance Exchange's SIC code?
Compliance Exchange's SIC: 87,874
What is Compliance Exchange's NAICS code?
Compliance Exchange's NAICS: 54,541
How many employees does Compliance Exchange have?
Compliance Exchange has 11-50 employees
What industry does Compliance Exchange belong to?
Compliance Exchange is in the industry of: Business Services, Project Management
What is Compliance Exchange competition?
Compliance Exchange top competitors include: Compliance Advisers, FrontLine Compliance, Vigilant Compliance, Adviser Compliance Consulting
What technology does Compliance Exchange use?
Some of the popular technologies that Compliance Exchange uses are: GoCentral, Google Font API, Microsoft 365, GoDaddy DNS
How do I contact Compliance Exchange?
Compliance Exchange contact info: Phone number: (303) 359-1815 Website: www.complianceexchange.com
What does Compliance Exchange do?

Compliance Exchange, LLC specializes in guiding compliance strategies for broker/dealers and investment advisers, helping them minimize risks and reduce regulatory burdens. The company addresses the challenges of implementing compliance systems and navigating complex regulations. Their services aim to enhance operational efficiency and protect firm... s' reputations while ensuring solid regulatory performance. Compliance Exchange, LLC is dedicated to making the compliance process less daunting for its clients.Read More

What are Compliance Exchange social media links?
Compliance Exchange Linkedin page
Is Compliance Exchange a public company?
Compliance Exchange is private company therefore does not currently have an official ticker symbol
See more information about Compliance Exchange

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