Compliance Advisers

Business Services · Colorado, United States · 1-10 Employees

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Overview

Headquarters

4610 S Ulster St Ste 150, Denver, Colora...

Phone Number

(303) 795-0400

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Feb
Mar
Apr
May
Jun
Jul
ZI Rank
1
1
1
1
1
1

About Compliance Advisers

Compliance Advisers, Inc. is a boutique regulatory compliance consulting firm established in 1989, specializing in customized compliance solutions for Broker Dealers, Investment Advisers, and Investment Companies across the United States. The firm offers a comprehensive range of services including registration packages, annual reviews, compliance manuals, and expert consulting to help clients navigate complex regulatory requirements. With a team of experienced consultants averaging over 25 years in the financial services industry, they prioritize integrity and trust in their partnerships. Their goal is to provide tailored guidance and support to ensure clients meet their compliance obligations effectively.Explore more
Compliance Advisers's Social MediaPopular SearchesCompliance Advisers IncComliance Advisers IncCompliance Advisers CorpCompliance Advisors IncCompliance Advisors CorpSIC Code 87,874NAICS Code 54,541Show more

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

Compliance Advisers

<$5M
1-10
Private
<$5M
1989
N/A
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
11-50
Private
-
2004
N/A
<$5M
1-10
Private
-
2007
MM
Melinda McgregorDirector of FinOps
<$5M
1-10
Private
-
2010
DD
Deborah DobbsDirector, Compliance
<$5M
1-10
Private
-
2010
NJ
Natalie JohnsonFinancial Compliance Analyst
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance Advisers is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance Advisers is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Advisers.

Compliance Advisers financials insights

Gather financial insights about Compliance Advisers, including details on funding rounds, investors, total funding, and acquisitions, to gain a comprehensive understanding of their financial strategy.

2021

Debt

$17K

See All Compliance Advisers's Financials Insights

Compliance Advisers Tech Stack

A closer look at the technologies used by Compliance Advisers

Top Business Services Companies

Frequently Asked Questions Regarding Compliance Advisers

What is Compliance Advisers's official website?
Compliance Advisers's official website is www.complianceadvisers.com
What is Compliance Advisers's Revenue?
Compliance Advisers's revenue is <$5 Million
What is Compliance Advisers's SIC code?
Compliance Advisers's SIC: 87,874
What is Compliance Advisers's NAICS code?
Compliance Advisers's NAICS: 54,541
How many employees does Compliance Advisers have?
Compliance Advisers has 1-10 employees
What industry does Compliance Advisers belong to?
Compliance Advisers is in the industry of: Business Services, Project Management
What is Compliance Advisers competition?
Compliance Advisers top competitors include: Compliance Exchange, Securities Compliance Advisors, Gordian Compliance Solutions, Thornton & Associates
What technology does Compliance Advisers use?
Some of the popular technologies that Compliance Advisers uses are: WooCommerce, WordPress.org, reCAPTCHA, PHP
How do I contact Compliance Advisers?
Compliance Advisers contact info: Phone number: (303) 795-0400 Website: www.complianceadvisers.com
What does Compliance Advisers do?

Compliance Advisers, Inc. is a boutique regulatory compliance consulting firm established in 1989, specializing in customized compliance solutions for Broker Dealers, Investment Advisers, and Investment Companies across the United States. The firm offers a comprehensive range of services including registration packages, annual reviews, compliance m... anuals, and expert consulting to help clients navigate complex regulatory requirements. With a team of experienced consultants averaging over 25 years in the financial services industry, they prioritize integrity and trust in their partnerships. Their goal is to provide tailored guidance and support to ensure clients meet their compliance obligations effectively.Read More

What are Compliance Advisers social media links?
Compliance Advisers Linkedin page
Is Compliance Advisers a public company?
Compliance Advisers is private company therefore does not currently have an official ticker symbol
See more information about Compliance Advisers

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