SEC Compliance Solutions Employee Directory

SEC Compliance Solutions corporate office is located in PO Box 8178, Medford, Oregon, 97501, United States and has 1-10 employees.

Employees by Department

Departments

Number of employees

Legal

6

Operations

1

C-Suite

1

SEC Compliance Solutions CEO

EC
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Elizabeth CopeChief Executive Officer & Lead Compliance Consultant
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Key Employees of SEC Compliance Solutions

  • KM
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    Kathryn Mogan

    Vice President, Senior Compliance Consultant

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SEC Compliance Solutions Global Presence

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North America1-10

Index of contact profiles from SEC Compliance Solutions

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Contact Name
Contact Info
Job Title
HQ Location
12

Former Employees at SEC Compliance Solutions

Explore people who held key positions, contributed to SEC Compliance Solutions's success, and advanced their careers.

  1. Associate at Kirkland & Ellis

    Worked as Manager, Compliance

    at SEC Compliance Solutions (2022-2025)

    email Samuel Carralejo Email direct Samuel Carralejo Direct
  2. Compliance Advisor at Financial Planners Ass...

    Worked as Compliance Associate

    at SEC Compliance Solutions (2019-2022)

    email Meara Melidossian Email direct Meara Melidossian Direct

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People from Similar Companies in the Business Services Industry Located in Oregon, United States

Frequently Asked Questions Regarding SEC Compliance Solutions Employees

How many employees does SEC Compliance Solutions have?
SEC Compliance Solutions has 1-10 employees
Who is the CEO of SEC Compliance Solutions?
SEC Compliance Solutions’s CEO is Elizabeth Cope
Who are SEC Compliance Solutions key employees?
Some of SEC Compliance Solutions key employees are Kathryn Mogan
Where is SEC Compliance Solutions located?
SEC Compliance Solutions’s headquarters are located at PO Box 8178, Medford, Oregon, 97501, United States
How do I contact SEC Compliance Solutions?
SEC Compliance Solutions Contact Info: Phone number: (541) 227-2336 Website: www.seccsllc.com
What does SEC Compliance Solutions do?

SEC Compliance Solutions LLC specializes in assisting Registered Investment Advisors (RIAs) with streamlining their SEC compliance processes. Their services include new advisor setup, mock SEC exams, and annual compliance reviews, aimed at ensuring regulatory readiness. The company targets new investment advisers, established RIAs, and private fund... advisers, providing them with the expertise needed to navigate compliance requirements effectively. By partnering with SEC Compliance Solutions, clients can simplify their compliance burdens and enhance their understanding of regulatory obligations.Read More

Is SEC Compliance Solutions a public company?
SEC Compliance Solutions is private company therefore does not currently have an official ticker symbol
See more information about SEC Compliance Solutions Employees

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