Prospera Financial Services Employee Directory

Prospera Financial Services is an independent boutique broker-dealer headquartered in Dallas, Texas. Founded in 1982 by financial advisors, the firm is a member of FINRA and SIPC and operates as a registered investment advisory. Prospera supports independent financial advisors nationwide, providing the flexibility, resources, and personalized servi... ce typically associated with large national broker-dealers while maintaining the hands-on, advisor-centric culture of a boutique firm. The company maintains clearing relationships with First Clearing and RBC Clearing and Custody, and manages over $28 billion in total assets. Prospera has been recognized multiple times as Broker-Dealer of the Year by Investment Advisor Magazine and has received industry awards from WealthManagement.com for technology and transition support. The firm has grown through strategic acquisitions, including the 2025 acquisition of St. Louis-based Cutter and Company, and continues to expand its national advisor network with a focus on independence, operational support, and high-touch client service.Read More