Caldera Wealth Management Employee Directory

We are a full service investment firm, serving clients throughout United States. Our integrity is designed to have a checks and balances system, through our relationship with National Financial Services (our clearing firm), INVEST Financial Corporation (our broker-dealer), and Caldera Wealth Management, (your servicing firm). National Financial Ser... vices (NFS) has the strength, resources, and experience of one of the world's largest providers of financial services. They custody our clients assets. All checks are payable directly to NFS. We can count on prompt, accurate execution and clearing of your transactions through one of the most respected clearing firms on Wall Street. INVEST Financial Corporation gives us access to quality financial products from many of best-known companies in the investment industry. They serves as our compliance department. Caldera Wealth is known for our white glove approach to financial planning. Making it easy is the cornerstone in how we work with our clients. Our process defines our business model. We also create custom models, with full access to trade stocks, bonds, mutual funds, Unit Investment Trust (UIT's), Exchange Traded Funds (ETF's), FDIC Insured Certificate of Deposits (CD's), Real Estate Investment Trust (REIT's), Business Development Companies (BDC's), Fixed, Index and Variable Annuities, and Life Insurance. We are also recognized leaders in providing and managing small business needs, including assistance in reducing expenses and tax liability.Read More