Leadership Overview
UBS has 10 executives leading key functions including strategic oversight, wealth management, investment banking, asset management, and corporate banking operations.
Driven by a commitment to global financial excellence, UBS delivers sophisticated wealth management and investment banking solutions while fostering innovation across international markets to support complex client needs.
Driven by a commitment to global financial excellence, UBS delivers sophisticated wealth management and investment banking solutions while fostering innovation across international markets to support complex client needs.
Leadership Roles at UBS
Sergio Ermotti - Group Chief Executive Officer & President
Sergio Ermotti, the Group Chief Executive Officer & President at UBS, directs the overarching strategic vision and global operations of the firm. Overseeing the integration of wealth management and investment banking divisions, the Group Chief Executive Officer & President ensures alignment with long-term financial objectives. This leadership role involves navigating complex international regulatory environments while driving sustainable growth across EMEA and the Americas. By prioritizing client-focused innovation, Sergio Ermotti maintains the competitive edge of the institution in volatile markets. The Group Chief Executive Officer & President collaborates with the Board to refine corporate governance standards and capital allocation strategies. Through rigorous oversight of global business units, Ermotti secures the stability of the firm. Ultimately, the Group Chief Executive Officer & President fosters a culture of professional excellence, ensuring that the organization meets the evolving financial requirements of institutional and private clients worldwide.
Derek Capanna - Managing Director
Derek Capanna, the Managing Director at UBS, directs high-net-worth wealth management initiatives across North American markets. Overseeing portfolio construction and asset allocation strategies, the Managing Director ensures that client investment goals align with the broader financial services framework of the firm. This leadership role involves managing complex client relationships and providing tailored advisory solutions for private banking needs. By leveraging the global research capabilities of the institution, Capanna optimizes investment outcomes for a diverse client base. The Managing Director coordinates with internal investment committees to assess market risks and identify emerging opportunities. Through consistent engagement with institutional partners, Derek Capanna drives revenue growth and expands the market footprint of the wealth management division. Ultimately, the Managing Director maintains the reputation of the firm by delivering superior service standards and fostering long-term financial security for all managed accounts.
Jacob Schori - Managing Director
Jacob Schori, the Managing Director at UBS, directs corporate banking operations and strategic financing solutions for large-scale institutional clients. Overseeing credit risk assessment and capital structure advisory, the Managing Director ensures that corporate entities receive robust support for complex financial transactions. This leadership role involves managing cross-border banking activities and facilitating access to global capital markets. By integrating the investment banking expertise of the firm, Schori provides comprehensive solutions for mergers, acquisitions, and corporate restructuring. The Managing Director collaborates with internal risk management teams to maintain compliance with international banking standards. Through the development of bespoke financial products, Jacob Schori drives efficiency and growth within the corporate banking sector. Ultimately, the Managing Director strengthens the market position of the firm by delivering high-value advisory services that address the unique operational challenges faced by global corporate clients.
R. Errico - Managing Director
R. Errico, the Managing Director at UBS, directs asset management strategies and institutional investment programs across European markets. Overseeing the performance of diverse investment portfolios, the Managing Director ensures that asset allocation aligns with the risk appetite and long-term objectives of institutional investors. This leadership role involves managing complex fund structures and providing deep market insights to support informed decision-making. By utilizing the global research infrastructure of the firm, Errico optimizes portfolio returns while mitigating exposure to market volatility. The Managing Director coordinates with internal product development teams to launch innovative investment vehicles that meet evolving client demands. Through active engagement with institutional stakeholders, R. Errico drives growth and enhances the visibility of the asset management division. Ultimately, the Managing Director secures the trust of clients by maintaining rigorous investment discipline and delivering consistent financial performance across all managed asset classes.
Joseph Sciortino - Managing Director
Joseph Sciortino, the Managing Director at UBS, directs private banking operations and client acquisition strategies within the wealth management sector. Overseeing the delivery of comprehensive financial planning services, the Managing Director ensures that high-net-worth individuals receive personalized guidance tailored to complex financial needs. This leadership role involves managing client portfolios and coordinating with tax and estate planning specialists to provide holistic wealth solutions. By leveraging the global network of the firm, Sciortino facilitates access to exclusive investment opportunities and private banking services. The Managing Director collaborates with internal compliance teams to ensure adherence to regulatory requirements while maintaining high service standards. Through the cultivation of long-term client relationships, Joseph Sciortino drives asset growth and strengthens the market presence of the private banking division. Ultimately, the Managing Director supports the mission of the firm by providing exceptional financial stewardship and fostering enduring client loyalty.
Jun Luo - Managing Director
Jun Luo, the Managing Director at UBS, directs investment banking activities and capital markets advisory for clients in the Asia-Pacific region. Overseeing equity and debt underwriting processes, the Managing Director ensures that corporate clients successfully navigate complex financing requirements. This leadership role involves managing relationships with institutional investors and providing strategic advice on market entry and expansion. By integrating the global expertise of the firm, Luo delivers innovative solutions for cross-border transactions and capital raising initiatives. The Managing Director coordinates with internal research teams to provide actionable market intelligence that supports client decision-making. Through the execution of high-impact deals, Jun Luo drives revenue growth and enhances the competitive standing of the investment banking division. Ultimately, the Managing Director strengthens the regional footprint of the firm by delivering superior advisory services that address the unique financial challenges of the dynamic Asian market.
Brian Mariash - Managing Director
Brian Mariash, the Managing Director at UBS, directs wealth management operations and client advisory services focused on the Americas. Overseeing the implementation of investment strategies, the Managing Director ensures that client portfolios remain aligned with evolving market conditions and individual financial goals. This leadership role involves managing advisor teams and providing guidance on complex wealth preservation techniques. By utilizing the global resources of the firm, Mariash delivers tailored solutions that address the specific needs of high-net-worth families and institutions. The Managing Director collaborates with internal investment committees to refine asset allocation models and identify growth opportunities. Through the development of robust client engagement programs, Brian Mariash drives asset retention and expands the market share of the wealth management division. Ultimately, the Managing Director maintains the reputation of the firm by delivering consistent value and fostering long-term financial success for all clients.
Alexander Sade - Managing Director
Alexander Sade, the Managing Director at UBS, directs institutional client services and global market connectivity. Overseeing the execution of complex trading strategies and liquidity management, the Managing Director ensures that institutional clients receive seamless access to global financial markets. This leadership role involves managing relationships with large-scale investors and providing strategic insights on market trends and volatility. By leveraging the advanced trading infrastructure of the firm, Sade optimizes execution quality and minimizes transaction costs for clients. The Managing Director coordinates with internal risk management and technology teams to enhance platform capabilities and service delivery. Through the provision of high-touch advisory services, Alexander Sade drives client satisfaction and strengthens the market position of the firm. Ultimately, the Managing Director supports the global operations of the institution by ensuring that institutional clients receive reliable, efficient, and innovative financial solutions in a rapidly changing market environment.
Maximillian Justicz - Managing Director
Maximillian Justicz, the Managing Director at UBS, directs strategic investment banking initiatives and corporate advisory services. Overseeing the execution of complex mergers, acquisitions, and divestitures, the Managing Director ensures that corporate clients achieve their strategic objectives through sound financial planning. This leadership role involves managing cross-functional teams and providing expert guidance on capital structure and valuation. By integrating the global research and advisory capabilities of the firm, Justicz delivers comprehensive solutions that address the unique needs of large-scale corporate entities. The Managing Director collaborates with internal legal and regulatory teams to ensure compliance and mitigate risks during high-stakes transactions. Through the delivery of superior advisory services, Maximillian Justicz drives revenue growth and enhances the market reputation of the investment banking division. Ultimately, the Managing Director supports the firm by fostering long-term partnerships with corporate clients and providing the financial expertise necessary for sustainable growth.
Andy Andreo - Managing Director
Andy Andreo, the Managing Director at UBS, directs wealth management and private banking services for high-net-worth clients. Overseeing the development of customized investment portfolios, the Managing Director ensures that client assets are managed in accordance with long-term financial goals and risk profiles. This leadership role involves managing client relationships and providing expert advice on wealth transfer and estate planning. By leveraging the global investment platform of the firm, Andreo delivers access to a wide range of financial products and services. The Managing Director coordinates with internal specialists to provide holistic solutions that address the complex financial needs of private clients. Through the cultivation of trust and the delivery of exceptional service, Andy Andreo drives asset growth and strengthens the market presence of the wealth management division. Ultimately, the Managing Director supports the mission of the firm by providing dedicated financial stewardship and fostering enduring client relationships.
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Frequently Asked Questions Regarding UBS Top Executives and Leadership Team
