TD Securities Executive and Leadership Team

Greg Malcolm, the Chief Executive Officer at TD Securities, directs the firm's overall strategy and global operations. Malcolm oversees the delivery of a wide range of capital market products and services to corporations, governments, and institutions worldwide. This leadership role involves guiding the firm's approach to underwriting and distributing new debt and equity issues, alongside providing critical advice on strategic acquisitions and divestitures. By ensuring seamless execution of daily trading and investment needs, Greg Malcolm drives the firm's market presence and financial performance. The Chief Executive Officer's purview encompasses fostering innovation and maintaining the highest standards of client service across all business lines, solidifying TD Securities' position as a trusted financial partner.

Renu Gupta, the Chief Financial Officer at TD Securities, directs the firm's financial strategy and fiscal management. Gupta oversees all financial planning, reporting, and analysis, ensuring the company's financial health and compliance with regulatory requirements. This critical role involves managing capital allocation, optimizing investment strategies, and driving profitability across the firm's diverse offerings. By providing strategic financial insights, Renu Gupta supports the underwriting and distribution of new debt and equity issues, as well as advising on complex mergers and acquisitions. The Chief Financial Officer's oversight extends to managing daily trading and investment needs from a financial perspective, ensuring robust risk management and sustainable growth for TD Securities.

Tammy Wong, the Chief Operating Officer at TD Securities, manages the firm's day-to-day operational efficiency and strategic execution. Wong oversees critical business processes, ensuring the seamless delivery of capital market products and services to a global client base. This leadership position involves optimizing workflows for underwriting and distribution of debt and equity issues, as well as supporting advisory services for strategic acquisitions and divestitures. By driving operational excellence, Tammy Wong enhances the firm's capacity to execute daily trading and investment needs effectively. The Chief Operating Officer's responsibilities include managing risk, improving internal controls, and fostering a culture of continuous improvement across all operational functions, thereby strengthening TD Securities' market position.

Michael Healey, the Managing Director Chief Operating Officer - Markets at TD Securities, directs operational strategy and execution specifically within the firm's markets division. Healey oversees the complex processes supporting daily trading and investment activities, ensuring efficiency, compliance, and risk mitigation. This role is crucial for optimizing the delivery of capital market products and services to institutional clients. By enhancing operational frameworks, Michael Healey supports the firm's ability to underwrite and distribute new debt and equity issues, as well as provide advisory services for strategic transactions. The Chief Operating Officer - Markets' focus is on driving performance and stability within the trading environment, ensuring TD Securities maintains a competitive edge.

Jade Seah, the Chief Operating Officer Office at TD Securities, supports the strategic operational initiatives and administrative functions of the COO. Seah contributes to the oversight of daily business processes, ensuring the effective delivery of capital market products and services. This role involves coordinating efforts across various departments to enhance operational efficiency and client satisfaction. By facilitating communication and workflow management, Jade Seah aids in the execution of underwriting and distribution activities, as well as advisory services for acquisitions and divestitures. The Chief Operating Officer Office's focus includes supporting the implementation of operational improvements and ensuring adherence to company policies, thereby contributing to the overall success of TD Securities.

John DiMaiuta, the Chief Technology Officer at TD Securities, architects the firm's technology vision and infrastructure. DiMaiuta is responsible for developing and implementing cutting-edge technological solutions that support TD Securities' global capital markets operations. This includes driving innovation in digital platforms, enhancing data analytics capabilities, and ensuring the security and scalability of all IT systems. By aligning technology strategy with business objectives, John DiMaiuta enables the firm to provide a wide range of capital market products and services efficiently. The Chief Technology Officer's focus extends to optimizing the execution of daily trading and investment needs, as well as supporting strategic advice on acquisitions and divestitures through robust technological frameworks.

Keith Spero, the To Chief of Staff (US) & Chief Information Officer at TD Securities, leads strategic initiatives and technology operations within the United States. Spero is instrumental in aligning business objectives with technological advancements, ensuring efficient execution of capital market services. This dual role involves managing information systems to support underwriting, distribution, and advisory services for acquisitions and divestitures. By enhancing the technological infrastructure, Keith Spero facilitates the seamless execution of daily trading and investment needs for US-based clients and operations. The Chief Information Officer's focus includes driving digital transformation, managing cybersecurity, and ensuring robust IT support for all business functions, thereby bolstering TD Securities' competitive edge in the US market.

Hari Poosarla, the Director, Risk Management & Chief Revenue Officer, Office of at TD Securities, spearheads critical functions related to financial risk and revenue generation. Poosarla oversees the comprehensive risk management framework, ensuring the firm's adherence to regulatory standards and mitigating potential financial exposures across all operations. Concurrently, as Chief Revenue Officer, Hari Poosarla drives strategies to maximize revenue streams from capital market products and services. This involves identifying new market opportunities, enhancing client relationships, and optimizing sales performance for debt and equity issues, as well as advisory services. The combined oversight ensures that revenue growth is pursued within a controlled risk environment, supporting the firm's strategic objectives and daily trading activities.

Wayne Schletter, the Managing Director, US Chief Information Officer and Technology Integration Lead for TD Securities, drives technology strategy and integration across the firm's US operations. Schletter is responsible for overseeing the IT infrastructure that supports the delivery of capital market products and services, including underwriting, distribution, and strategic advisory. This leadership position focuses on integrating new technologies and systems to enhance operational efficiency and client experience. By ensuring seamless technology integration, Wayne Schletter supports the execution of daily trading and investment needs, contributing to the firm's overall market performance. The Technology Integration Lead's mandate includes managing technology projects, optimizing system performance, and ensuring robust cybersecurity measures are in place for TD Securities in the US.

Shawn Conlin, the Vice President, Chief Marketing Officer Trading at TD Securities, leads the marketing strategy and execution for the firm's trading division. Conlin is responsible for developing and implementing campaigns that enhance brand visibility and drive client engagement across capital market products and services. This role involves understanding market dynamics to effectively position TD Securities' offerings, including debt and equity issues, and advisory services. By crafting targeted marketing initiatives, Shawn Conlin supports the firm's efforts in executing daily trading and investment needs and attracting new business. The Chief Marketing Officer Trading's focus includes market research, digital marketing, and brand management to strengthen TD Securities' competitive position in the financial markets.