TD Securities Executive and Leadership Team

Xihao Hu, the Chief Financial Officer at TD Securities, directs the financial strategy and operations for the firm. This leadership role involves overseeing all fiscal activities, including financial planning, budgeting, and reporting, ensuring robust financial health and compliance with regulatory standards. Hu's oversight extends to managing investment portfolios and optimizing capital allocation to support the company's global growth initiatives. The Chief Financial Officer's responsibilities include driving profitability and ensuring the financial integrity of TD Securities' diverse capital market offerings. By meticulously managing financial resources, Xihao Hu supports the firm's ability to provide underwriting and distribution for new debt and equity issues, as well as advising on strategic acquisitions and divestitures. This critical function ensures the sustained operational capacity and market competitiveness of TD Securities.

Christiana Petrou, the Chief Operating Officer at TD Securities, orchestrates the firm's operational efficiency and strategic execution across its global network. This position demands a comprehensive understanding of capital markets to streamline processes, enhance service delivery, and manage day-to-day business activities. Petrou's mandate includes optimizing operational workflows to support the firm's extensive range of services, from underwriting and distribution of new debt and equity issues to advising on complex mergers and acquisitions. The Chief Operating Officer ensures that TD Securities' infrastructure effectively supports its client base of corporations, governments, and institutions worldwide. By driving operational excellence, Christiana Petrou directly contributes to the firm's capacity to execute daily trading and investment needs with precision and reliability, reinforcing TD Securities' market position.

Jade Seah, the Chief Operating Officer Office at TD Securities, plays a crucial role in optimizing the operational framework supporting the firm's global capital markets activities. This position involves enhancing the efficiency and effectiveness of business processes, ensuring seamless execution of services, and managing the operational aspects of client engagements. Seah's responsibilities include overseeing the implementation of strategic initiatives aimed at improving service delivery, managing operational risks, and ensuring compliance with industry regulations. The Chief Operating Officer Office contributes to the firm's ability to provide a wide range of services, including underwriting, distribution of new debt and equity issues, and advisory on strategic acquisitions and divestitures. Jade Seah's focus on operational excellence supports TD Securities' daily trading and investment needs.

Carrie Fong, the Managing Director & Chief Operating Officer (Asia Pacific) at TD Securities, directs the operational strategy and execution for the firm within the Asia Pacific region. This leadership position involves managing the complexities of regional capital markets, ensuring operational efficiency, and driving business growth across diverse markets. Fong's responsibilities include overseeing all aspects of operations, from client onboarding and transaction processing to risk management and regulatory compliance specific to the APAC territory. The Chief Operating Officer (Asia Pacific) ensures that TD Securities' services, including underwriting, trading, and advisory, are delivered effectively to clients throughout the region. Carrie Fong's strategic oversight strengthens TD Securities' presence and capabilities in this vital global market.

Hari Poosarla, the Director, Risk Management & Chief Revenue Officer, Office of at TD Securities, spearheads critical functions that safeguard the firm's financial stability and drive revenue growth. This dual role requires a sophisticated approach to identifying, assessing, and mitigating financial risks inherent in global capital markets, while simultaneously developing and executing strategies to maximize revenue streams. Poosarla's oversight of risk management ensures adherence to stringent regulatory requirements and protects the firm's assets and reputation. Concurrently, as Chief Revenue Officer, Hari Poosarla focuses on expanding market share and enhancing client relationships by optimizing the delivery of capital market products and services. This strategic leadership directly supports TD Securities' operations in underwriting, M&A advisory, and daily trading activities.

Wayne Schletter, the Managing Director, US Chief Information Officer and Technology Integration Lead for TD Securities, directs the technological infrastructure and innovation across the firm's US operations. This pivotal role involves architecting and implementing advanced technology solutions that enhance trading capabilities, support complex financial services, and ensure seamless integration of new systems. Schletter's leadership ensures that TD Securities maintains a competitive edge through robust IT security, efficient data management, and cutting-edge digital platforms. The US Chief Information Officer's responsibilities extend to leading technology integration efforts, aligning IT strategy with business objectives to drive operational efficiency and support the firm's global capital markets activities. Wayne Schletter's expertise is crucial for executing daily trading and investment needs and for advising on strategic acquisitions and divestitures.

Keith Spero, the To Chief of Staff (US) & Chief Information Officer at TD Securities, provides strategic leadership and operational oversight for technology initiatives within the US. This role encompasses managing the technology roadmap, ensuring system reliability, and driving digital transformation to support the firm's diverse financial services. Spero's responsibilities include enhancing the technological capabilities that underpin TD Securities' capital market operations, such as underwriting, trading, and advisory services. As Chief of Staff, Keith Spero collaborates closely with executive leadership to align technology investments with overarching business goals, ensuring efficient execution of strategic priorities. This leadership ensures that TD Securities' technology infrastructure remains secure, scalable, and responsive to evolving market demands and client needs.

Shawn Conlin, the Vice President, Chief Marketing Officer Trading at TD Securities, drives the marketing strategy and brand positioning for the firm's trading operations. This executive role focuses on enhancing market visibility, attracting new clients, and strengthening relationships with existing institutional and corporate partners. Conlin's responsibilities include developing and executing innovative marketing campaigns that highlight TD Securities' expertise in capital markets, including underwriting, M&A advisory, and daily trading execution. The Chief Marketing Officer Trading oversees market research, competitive analysis, and the development of compelling communication strategies to articulate the firm's value proposition. Shawn Conlin's leadership ensures that TD Securities effectively communicates its capabilities and market impact to a global audience.

Daniel Bosman, the Senior Vice President and Chief Information Officer, TD Securities and Payments At TD, leads the technology vision and execution across both TD Securities and the Payments division. This expansive role demands strategic oversight of IT infrastructure, cybersecurity, and digital innovation to support a broad spectrum of financial services. Bosman's mandate includes ensuring the seamless operation and integration of technology platforms that facilitate capital markets activities, such as underwriting, trading, and advisory services, as well as the complex systems supporting payment processing. The Chief Information Officer drives technological advancements that enhance client experience, operational efficiency, and regulatory compliance. Daniel Bosman's leadership is instrumental in maintaining TD Securities' technological advantage and supporting its global client base.

Laura Capancini, the Associate Vice President & Managing Director, Program Delivery at TD Securities, leads the execution and successful implementation of key strategic programs across the organization. This role focuses on ensuring that complex initiatives, particularly those related to capital markets services, are delivered on time, within budget, and to the highest standards of quality. Capancini's responsibilities include managing cross-functional teams, overseeing project lifecycles, and mitigating potential risks to program success. The Managing Director, Program Delivery ensures alignment between program objectives and TD Securities' broader business goals, supporting services such as underwriting, M&A advisory, and the execution of daily trading needs. Laura Capancini's expertise drives the effective realization of the firm's strategic priorities.