RBC Capital Markets Executive and Leadership Team

September, 2026

Leadership Overview

RBC Capital Markets has 10 executives leading key functions including strategy, operations, business development, and institutional finance.

Committed to global financial excellence, RBC Capital Markets delivers comprehensive investment banking and capital markets solutions to corporations, governments, and institutional investors while maintaining a focus on long-term value creation.

Leadership Roles at RBC Capital Markets

  • Chief Executive Officer & Group Head - Derek Neldner
  • Deputy Chief Executive Officer - Arthur Sam
  • Managing Director, Chief Executive Officer Business - Kartik Kaushik
  • Chief Operating Officer - Allison Szmulewicz
  • Managing Director - Joe Meisner
  • Managing Director - Glenn Novarro
  • Managing Director - John Cheng
  • Managing Director - William Oberrender
  • Managing Director - Alexander Choi
  • Managing Director - Christopher Chang
  • Derek Neldner - Chief Executive Officer & Group Head

    Derek Neldner, the Chief Executive Officer & Group Head at RBC Capital Markets, directs the overarching strategic vision for the global investment banking division. Overseeing the integration of banking, finance, and capital markets services, the Chief Executive Officer & Group Head ensures alignment across international markets. This leadership role involves managing complex relationships with institutional investors and asset managers to drive sustainable growth. By prioritizing client-centric solutions, Derek Neldner shapes the competitive positioning of the firm within the global financial landscape. The Chief Executive Officer & Group Head monitors market volatility and adjusts capital allocation strategies to maintain institutional stability. Through rigorous oversight of the executive team, Neldner fosters a culture of excellence and innovation. Ultimately, the Chief Executive Officer & Group Head secures the firm's reputation as a premier partner for governments and corporations seeking sophisticated financial advisory services across diverse geographic regions.
    Derek Neldner

    Arthur Sam - Deputy Chief Executive Officer

    Arthur Sam, the Deputy Chief Executive Officer at RBC Capital Markets, supports the execution of corporate strategy and operational efficiency across the global investment banking platform. Focusing on the expansion of capital markets services, the Deputy Chief Executive Officer coordinates cross-functional initiatives to enhance service delivery for institutional clients. This leadership role requires constant evaluation of market trends and regulatory shifts to mitigate risk. Arthur Sam drives the implementation of growth-oriented policies that strengthen the firm's presence in key financial hubs. By collaborating with senior leadership, the Deputy Chief Executive Officer optimizes resource distribution to support complex financial transactions. Sam maintains a rigorous focus on operational excellence, ensuring that all business units adhere to the highest standards of professional conduct. Through strategic planning and tactical execution, the Deputy Chief Executive Officer bolsters the firm's capacity to provide comprehensive financial solutions to a diverse global client base.

    Kartik Kaushik - Managing Director, Chief Executive Officer Business

    Kartik Kaushik, the Managing Director, Chief Executive Officer Business at RBC Capital Markets, manages the strategic development of core business lines within the investment banking sector. Overseeing the delivery of specialized financial services to asset managers and corporations, the Managing Director, Chief Executive Officer Business ensures that client needs remain the primary driver of operational activity. This leadership role involves architecting growth strategies that leverage the firm's global reach to capture emerging market opportunities. Kartik Kaushik directs the alignment of business development efforts with the broader institutional goals of the organization. By fostering deep relationships with key stakeholders, the Managing Director, Chief Executive Officer Business secures long-term partnerships that drive revenue stability. Kaushik monitors the performance of various financial products to ensure consistent value delivery. Through proactive market engagement, the Managing Director, Chief Executive Officer Business strengthens the firm's competitive advantage in the highly dynamic global finance industry.

    Allison Szmulewicz - Chief Operating Officer

    Allison Szmulewicz, the Chief Operating Officer at RBC Capital Markets, directs the internal operational infrastructure that supports the firm's global investment banking activities. Focusing on process improvement and organizational efficiency, the Chief Operating Officer ensures that all business units have the resources and systems necessary to deliver high-quality financial services. This leadership role involves overseeing the integration of technology platforms and administrative functions to streamline operations across international offices. Allison Szmulewicz drives the implementation of strategic initiatives that enhance productivity and reduce operational risk. By collaborating with other C-suite leaders, the Chief Operating Officer aligns operational capabilities with the firm's long-term growth objectives. Szmulewicz monitors key performance indicators to ensure that the firm maintains its competitive edge in the finance industry. Through rigorous oversight of internal processes, the Chief Operating Officer secures the operational foundation required to support the firm's complex financial transactions and client advisory services.
    Allison Szmulewicz

    Joe Meisner - Managing Director

    Joe Meisner, the Managing Director at RBC Capital Markets, leads the execution of complex capital markets transactions for institutional clients. Focusing on the debt and equity financing needs of corporations, the Managing Director designs bespoke financial structures that facilitate growth and capital optimization. This leadership role involves coordinating with internal teams to provide comprehensive advisory services that address specific industry challenges. Joe Meisner drives the expansion of the firm's footprint in North American markets by identifying high-potential investment opportunities. By maintaining a deep understanding of macroeconomic indicators, the Managing Director ensures that clients receive timely and actionable financial intelligence. Meisner oversees the risk assessment process for large-scale transactions, ensuring compliance with global standards. Through consistent performance and strategic foresight, the Managing Director contributes to the firm's reputation for delivering sophisticated financial solutions that support the long-term objectives of institutional investors and corporate partners.

    Glenn Novarro - Managing Director

    Glenn Novarro, the Managing Director at RBC Capital Markets, manages the strategic advisory functions for institutional investors seeking to optimize portfolio performance. Overseeing the development of innovative financial products, the Managing Director ensures that the firm remains at the forefront of market trends. This leadership role involves analyzing complex financial data to provide clients with clear, data-driven insights for investment decision-making. Glenn Novarro drives the integration of advanced analytical tools into the firm's service model to enhance efficiency and accuracy. By collaborating with global research teams, the Managing Director identifies emerging opportunities in the capital markets that align with client risk profiles. Novarro maintains a focus on delivering superior service quality, ensuring that all advisory activities meet the rigorous demands of the global finance sector. Through strategic leadership, the Managing Director strengthens the firm's position as a trusted advisor to asset managers and institutional entities worldwide.

    John Cheng - Managing Director

    John Cheng, the Managing Director at RBC Capital Markets, directs the firm's efforts in providing specialized financial services to government entities and public sector organizations. Focusing on the unique capital requirements of these clients, the Managing Director architects financing solutions that support infrastructure development and public policy goals. This leadership role involves navigating complex regulatory environments to ensure the successful execution of large-scale financial projects. John Cheng drives the coordination of cross-border teams to deliver seamless service across international jurisdictions. By leveraging the firm's global resources, the Managing Director provides clients with access to deep liquidity pools and sophisticated financial instruments. Cheng monitors the evolving needs of the public sector to ensure that the firm's service offerings remain relevant and impactful. Through dedicated leadership, the Managing Director secures the firm's role as a critical partner in the financial stability and growth of government institutions globally.

    William Oberrender - Managing Director

    William Oberrender, the Managing Director at RBC Capital Markets, oversees the strategic management of institutional client relationships within the finance sector. Focusing on the delivery of tailored capital markets solutions, the Managing Director ensures that the firm's services align with the specific investment mandates of asset managers. This leadership role involves directing the development of client-focused strategies that enhance market engagement and drive transaction volume. William Oberrender monitors the competitive landscape to identify opportunities for service differentiation and growth. By fostering a culture of collaboration, the Managing Director ensures that internal teams work effectively to meet the complex needs of global clients. Oberrender manages the execution of high-stakes financial deals, ensuring that all activities adhere to the firm's standards for excellence and integrity. Through strategic oversight, the Managing Director contributes to the firm's long-term success in providing comprehensive financial advisory services to institutional investors.

    Alexander Choi - Managing Director

    Alexander Choi, the Managing Director at RBC Capital Markets, leads the firm's initiatives in the technology and innovation sector of investment banking. Focusing on the capital needs of high-growth corporations, the Managing Director designs financial strategies that support research, development, and market expansion. This leadership role involves analyzing industry-specific trends to provide clients with strategic guidance on mergers, acquisitions, and capital raising. Alexander Choi drives the integration of digital solutions into the firm's advisory process to improve client outcomes. By collaborating with cross-functional teams, the Managing Director ensures that the firm provides comprehensive support for complex financial transactions. Choi monitors the performance of the technology portfolio to ensure alignment with the firm's broader investment goals. Through proactive market engagement, the Managing Director strengthens the firm's reputation as a leading advisor for corporations navigating the rapidly evolving landscape of global finance and technology.

    Christopher Chang - Managing Director

    Christopher Chang, the Managing Director at RBC Capital Markets, manages the firm's strategic operations within the global capital markets division. Focusing on the optimization of trading and execution services, the Managing Director ensures that the firm maintains high levels of liquidity and efficiency for institutional clients. This leadership role involves overseeing the implementation of advanced trading technologies that enhance market access and performance. Christopher Chang drives the coordination of global teams to ensure consistent service delivery across different time zones and regulatory environments. By analyzing market data, the Managing Director identifies opportunities to improve the firm's competitive positioning in the finance industry. Chang maintains a rigorous focus on risk management, ensuring that all trading activities align with the firm's internal policies and external regulations. Through strategic leadership, the Managing Director contributes to the firm's ability to provide reliable and efficient capital markets services to a global client base.

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    Frequently Asked Questions Regarding RBC Capital Markets Top Executives and Leadership Team

    Who leads RBC Capital Markets?
    RBC Capital Markets is led by Derek Neldner (Chief Executive Officer & Group Head), along with executives such as Arthur Sam (Deputy Chief Executive Officer) and Kartik Kaushik (Managing Director, Chief Executive Officer Business).
    Who is part of RBC Capital Markets’s executive team?
    The executive team of RBC Capital Markets includes leaders such as Derek Neldner (Chief Executive Officer & Group Head), Arthur Sam (Deputy Chief Executive Officer), Kartik Kaushik (Managing Director, Chief Executive Officer Business) and other senior executives.
    How many executives does RBC Capital Markets have?
    RBC Capital Markets has 10 executives leading key business areas.
    What roles are included in RBC Capital Markets’s leadership team?
    The leadership team of RBC Capital Markets includes roles such as Chief Executive Officer & Group Head, Deputy Chief Executive Officer, Managing Director, Chief Executive Officer Business, Chief Operating Officer, Managing Director.