Neuberger Berman Executive and Leadership Team

Anne Brennan, the Chief Financial Officer at Neuberger Berman, directs the global financial strategy and capital allocation for the firm. Brennan oversees the integrity of financial reporting and ensures fiscal discipline across all asset management divisions. By managing liquidity and risk, the Chief Financial Officer supports the firm's ability to provide customized investment solutions to institutional and individual clients. This leadership role involves close collaboration with the board to maintain the independent, employee-controlled structure that defines the organization. Through rigorous oversight of balance sheet health, Anne Brennan secures the financial foundation necessary for sustained growth in competitive global markets. The Chief Financial Officer also monitors regulatory compliance and capital efficiency, ensuring that the firm remains agile while navigating complex economic environments. Ultimately, Brennan drives the financial performance that allows the company to deliver consistent value to investors worldwide.

James Dempsey, the Treasurer & Chief Financial Officer at Neuberger Berman, manages the firm's treasury operations and overall financial strategy. Dempsey directs cash management, capital structure, and liquidity planning to ensure the firm maintains a strong balance sheet. By overseeing the treasury function, the Treasurer & Chief Financial Officer mitigates financial risk and optimizes the firm's capital deployment across global markets. This role involves coordinating with the finance team to ensure accurate reporting and adherence to fiscal policies. James Dempsey drives the financial planning process, providing the insights necessary for the firm to pursue its long-term investment objectives. Through the management of banking relationships and capital markets activities, the Treasurer & Chief Financial Officer supports the firm's operational stability. By maintaining rigorous financial controls, Dempsey ensures that the firm remains well-positioned to provide consistent investment solutions, ultimately contributing to the firm's reputation as a stable and reliable asset manager.

Barry Giarraputo, the Chief Financial Officer, Private Markets at Neuberger Berman, oversees the financial operations for the firm's private market investment activities. Giarraputo directs the financial reporting, valuation processes, and capital management for private equity and other private market products. By ensuring the accuracy of financial data, the Chief Financial Officer, Private Markets supports the firm's ability to provide transparent and reliable reporting to institutional investors. This role involves working closely with investment teams to monitor the performance of private market assets and manage fund-level liquidity. Barry Giarraputo drives the financial oversight necessary to navigate the complexities of private market investments, ensuring that the firm's strategies remain aligned with client expectations. Through the management of financial controls and reporting standards, the Chief Financial Officer, Private Markets contributes to the firm's reputation for excellence in private market asset management, ultimately supporting the firm's long-term growth objectives.

Patrick Deaton, the Chief Operating Officer, NB Alternatives at Neuberger Berman, manages the operational workflows for the firm's alternative investment division. Deaton directs the execution of complex investment strategies, ensuring that the infrastructure supports the unique requirements of alternative products. By streamlining internal processes, the Chief Operating Officer, NB Alternatives enhances the efficiency of fund administration and client service delivery. This role involves collaborating with investment teams to mitigate operational risks and ensure seamless product launches. Patrick Deaton oversees the integration of new investment vehicles into the firm's existing platform, driving scalability across the alternatives business. Through the optimization of middle and back-office functions, the Chief Operating Officer, NB Alternatives ensures that the firm maintains high standards of operational excellence. By focusing on process improvement and resource allocation, Deaton supports the firm's ability to deliver specialized investment solutions, ultimately contributing to the overall success of the alternative investment portfolio.

Sydney Rubin, the Associate - Office of the Chief Operating Officer at Neuberger Berman, supports the operational leadership in executing firm-wide strategic initiatives. Rubin directs the coordination of cross-departmental projects, ensuring that the Chief Operating Officer's vision is implemented across the organization. By managing operational workflows and tracking key performance indicators, the Associate - Office of the Chief Operating Officer facilitates efficient decision-making. This role involves analyzing operational data to identify areas for improvement and supporting the development of scalable processes. Sydney Rubin assists in the management of internal communications and project timelines, driving alignment across the firm's diverse investment divisions. Through the support of the office of the Chief Operating Officer, Rubin ensures that the firm's operational infrastructure remains robust and responsive to market demands. By focusing on organizational efficiency, the Associate - Office of the Chief Operating Officer contributes to the firm's ability to deliver high-quality investment solutions to its global client base.

Michael Frick, the Chief Operating Officer of Private Debt at Neuberger Berman, manages the operational framework for the firm's private debt investment business. Frick directs the day-to-day operations, including deal execution, portfolio monitoring, and client reporting for private debt strategies. By streamlining the investment process, the Chief Operating Officer of Private Debt enhances the firm's ability to deploy capital efficiently in the private credit markets. This role involves collaborating with investment professionals to ensure that operational systems support the unique requirements of debt instruments. Michael Frick oversees the implementation of risk management protocols, driving the stability and performance of the private debt portfolio. Through the management of operational workflows, the Chief Operating Officer of Private Debt ensures that the firm maintains high standards of service for its institutional clients. By focusing on process optimization and operational excellence, Frick supports the firm's growth in the private debt sector, ultimately contributing to the firm's overall investment success.

Francis Values, the Chief Technology Officer at Neuberger Berman, architects the digital infrastructure supporting global investment operations. Values directs the development of proprietary platforms that facilitate equity, fixed income, and alternative investment management. By integrating advanced data analytics, the Chief Technology Officer enhances the firm's capacity to deliver sophisticated investment solutions to a diverse client base. This role involves aligning technological capabilities with the firm's long-term strategic goals, ensuring that systems remain secure and scalable. Francis Values manages the intersection of finance and technology, driving innovation that improves operational efficiency and client reporting accuracy. Through the implementation of robust cybersecurity frameworks, the Chief Technology Officer protects sensitive institutional data while enabling seamless digital access for investors. By modernizing core systems, Values ensures that the firm maintains a competitive edge in the rapidly evolving asset management landscape, ultimately supporting the firm's mission of providing superior financial outcomes.

Henry Detering, the Chief Marketing Officer at Neuberger Berman, shapes the brand identity and market positioning for the firm's global investment products. Detering directs comprehensive marketing campaigns that communicate the value of equity, fixed income, and alternative investment solutions to institutional and individual clients. By analyzing market trends, the Chief Marketing Officer identifies growth opportunities and refines the firm's outreach strategies. This leadership role involves coordinating with product teams to ensure that messaging aligns with the firm's independent, employee-controlled philosophy. Henry Detering manages the firm's reputation across international markets, driving engagement through targeted communication and thought leadership initiatives. By leveraging data-driven insights, the Chief Marketing Officer optimizes client acquisition and retention efforts. Through strategic brand management, Detering ensures that the firm's unique investment approach remains prominent in the minds of global investors, ultimately supporting the firm's objective of expanding its footprint in the asset management industry.

Erianna Khusainova, the Manager, Marketing Business & To The Chief of Staff & Chief Marketing Officer at Neuberger Berman, coordinates the strategic initiatives between the marketing department and executive leadership. Khusainova directs the operational flow of marketing projects, ensuring that the Chief Marketing Officer receives the necessary support to execute firm-wide objectives. By managing cross-functional communication, the Manager, Marketing Business & To The Chief of Staff & Chief Marketing Officer facilitates alignment between marketing goals and broader business strategies. This role involves overseeing administrative processes that enable the leadership team to focus on high-level decision-making. Erianna Khusainova tracks project milestones and resource allocation, driving efficiency within the marketing division. Through the management of internal workflows, the Manager, Marketing Business & To The Chief of Staff & Chief Marketing Officer ensures that the firm's marketing efforts remain consistent with the company's mission, ultimately supporting the firm's ability to effectively communicate its investment expertise to global clients.

Ping Zhou, the Chief Information Officer, Quantitative Investments at Neuberger Berman, leads the technological strategy for the firm's quantitative investment division. Zhou directs the development of high-performance computing environments and data analytics tools that power quantitative strategies. By overseeing the integration of complex datasets, the Chief Information Officer, Quantitative Investments enables the firm to identify and capitalize on market opportunities with precision. This role involves collaborating with quantitative researchers to build scalable infrastructure that supports sophisticated investment models. Ping Zhou manages the technological roadmap for the division, driving innovation in algorithmic trading and risk management systems. Through the implementation of advanced data processing capabilities, the Chief Information Officer, Quantitative Investments ensures that the firm maintains a competitive advantage in quantitative asset management. By focusing on technical excellence and data integrity, Zhou supports the firm's mission to deliver superior investment performance through data-driven insights and robust technological solutions.