Spicer Jeffries
Accounting for Legal Practices · Colorado, United States · 51-200 Employees
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Overview
Headquarters
4601 Dtc Blvd Ste 700, Denver, Colorado,...Phone Number
(303) 753-1959Website
www.spicerjeffries.comRevenue
$11.9 MillionIndustry
About Spicer Jeffries
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Spicer Jeffries News & Media
SEC Charges Private Fund Auditor and Audit Engagement Partner with Improper Professional Conduct
Washington, D.C.--(Newsfile Corp. - March 29, 2023) - The Securities and Exchange Commission today announced settled charges against Spicer Jeffries LLP, an audit firm based in Denver, and audit engagement partner Sean P. Tafaro, for their improper professional conduct in connection with audits of two private funds.According to the SEC’s order, during the audit planning stages, Spicer Jeffries and Tafaro assessed that valuation of investments was a significant fraud risk but did not...
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Frequently Asked Questions Regarding Spicer Jeffries
Spicer Jeffries LLP specializes in providing audit, tax, and consulting services to the asset management industry, particularly focusing on alternative investments, registered funds, and broker-dealers. With nearly four decades of experience, the firm supports emerging managers in launching funds and navigating the complexities of the securities in... Read More