Spencer Edwards

Spencer Edwards underwrites, manages and syndicates proprietary equity investments, both public and private, in emerging to mid-cap public companies. These engagements may range in size from $500,000 to $100,000,000 and are structured with the goal of aligning the long-term interests of the Company with Spencer Edwards. Our brokerage group has part... icipated in more than one hundred Initial Public Offerings ("IPO") and an even greater number of Private Placements. We have particular expertise in syndication, regulatory issues, deal structuring, and public market access. Our selection process, whether for public or private underwriting, focuses on companies with whom we can build long term relationships with strong management teams that exhibit superior sector expertise and dynamic potential. Additionally, a company should exhibit the following characteristics: A pragmatic and credible business model that can deliver attractive financial performance. A leading edge or breakthrough technology. Products or ideas that address robust markets with significant growth potential. We are positioned to assist small cap businesses in securing appropriate financing for a variety of needs. Whether you own an emerging growth company or a later stage company with an acquisition opportunity, we can help. After assessing our client's needs, we apply careful analysis and extensive knowledge of capital sources to achieve the most reasonable cost of financing with maximum future operating and financial flexibility. When identifying capital sources, we consider financial institutions, private equity groups and strategic partners. We seek a clear view of market dynamics, which enables us to identify the best sources of capital for your needs. We'll be with you through the entire process: the initial strategy discussions; determining the optimal capital structure; developing an offering document that best represents your capital funding requirements; assisting in the negotiation of terms and structure; and closing the transaction. One ...Read More