SIPC
Membership Organizations · District of Columbia, United States · 11-50 Employees
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Overview
Headquarters
1667 K St NW Ste 1000, Washington, Distr...Phone Number
(202) 371-8300Website
www.sipc.orgRevenue
$625.3 MillionIndustry
About SIPC
SIPC Org Chart
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SIPC News & Media
Sigma Planning Corp Raises Stake in Invesco Dynamic Leisure and Entertainment ETF ...
Sigma Planning Corp grew its stake in shares of Invesco Dynamic Leisure and Entertainment ETF (NYSEARCA:PEJ – Get Rating) by 9.4% during the 1st quarter, according to its most recent 13F filing with the SEC. The institutional investor owned 7,206 shares of the company’s stock after purchasing an additional 619 shares during the period. Sigma […]Vanguard Mega Cap Growth ETF (NYSEARCA:MGK) Stake Trimmed by Sigma Planning Corp
Sigma Planning Corp lowered its stake in Vanguard Mega Cap Growth ETF (NYSEARCA:MGK – Get Rating) by 60.8% during the first quarter, HoldingsChannel reports. The firm owned 6,301 shares of the company’s stock after selling 9,772 shares during the period. Sigma Planning Corp’s holdings in Vanguard Mega Cap Growth ETF were worth $1,483,000 at the […]Transactions - Lineage Capital Advisors
Lineage Capital Advisors is an industry leading cannabis investment firm. From M&A to Consulting Services, we're bridging the gap between capital and cannabis. Get in touch with us today.Univest Securities, LLC Announces Initial Closing of $15 Million Follow-on Public Offering for its Client TIAN RUIXIANG Holdings Ltd (Nasdaq: TIRX)
NEW YORK, June 07, 2021 (GLOBE NEWSWIRE) -- Univest Securities, LLC, a member of FINRA and SIPC, and a full-service investment bank and securities broker-dealer firm based in New York, today announced the initial closing of a previously announced best-effort follow-on public offering for the sale of up to 4,800,000 units by its client TIAN RUIXIANG Holdings Ltd (the "Company") (NASDAQ: TIRX), a China-based insurance broker, at a purchase price of US$7.5 per unit. The
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Frequently Asked Questions Regarding SIPC
SIPC, or the Securities Investor Protection Corporation, is a nonprofit membership corporation established under federal law to protect customers when member brokerage firms experience financial failure. It oversees liquidation proceedings, works with court-appointed trustees, processes customer claims, and facilitates the return of missing cash an... Read More