RIA Compliance Key

Business Services · United States · 1-10 Employees

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Overview

Headquarters

United States

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Feb
Mar
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May
Jun
Jul
ZI Rank
1
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About RIA Compliance Key

RIA Compliance Key is a boutique regulatory compliance consulting firm that specializes in navigating the complexities of regulatory compliance for registered investment advisors (RIAs). The firm is dedicated to providing personalized attention and high-quality service to an exclusive clientele. They offer resources such as compliance benchmark studies and practical guidance for firms looking to register as RIAs. Their expertise is showcased through various media, including podcasts and publications.Explore more
RIA Compliance Key's Social MediaPopular SearchesRIA Compliance KeySIC Code 87,874NAICS Code 54,541Show more

RIA Compliance Key Org Chart

PhoneEmail
KG
United States flag for contact location.

Owner and Compliance Consultant

PhoneEmail
ER
United States flag for contact location.

Compliance Consultant

PhoneEmail

PhoneEmail
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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

RIA Compliance Key

<$5M
1-10
Private
-
2020
KG
Kristen GuerreroOwner and Compliance Consultant
$7.2M
11-50
Private
<$5M
2006
<$5M
11-50
Private
-
2004
<$5M
11-50
Private
-
2002
JJ
Jarrod JamesSenior Vice President
<$5M
1-10
Private
-
2010
KA
Kenneth ArgueRegulatory Compliance and Operational Risk Consultant
<$5M
1-10
Private
-
2017
IB
Ivan BarrettoFounder & Managing Director
<$5M
1-10
Private
-
2017
KM
Kathryn MoganVice President, Senior Compliance Consultant
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Company Profile Activity

i

Among all Business Services companies

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Activity Insights

RIA Compliance Key is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

RIA Compliance Key is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about RIA Compliance Key.

RIA Compliance Key Tech Stack

A closer look at the technologies used by RIA Compliance Key

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Frequently Asked Questions Regarding RIA Compliance Key

What is RIA Compliance Key's official website?
RIA Compliance Key's official website is www.riacompliancekey.com
What is RIA Compliance Key's Revenue?
RIA Compliance Key's revenue is <$5 Million
What is RIA Compliance Key's SIC code?
RIA Compliance Key's SIC: 87,874
What is RIA Compliance Key's NAICS code?
RIA Compliance Key's NAICS: 54,541
How many employees does RIA Compliance Key have?
RIA Compliance Key has 1-10 employees
What industry does RIA Compliance Key belong to?
RIA Compliance Key is in the industry of: Business Services, Project Management
What is RIA Compliance Key competition?
RIA Compliance Key top competitors include: SEC Compliance Solutions, RIA Compliance Concepts, Strategic Compliance Consulting, RIA Compliance Consultants
What technology does RIA Compliance Key use?
Some of the popular technologies that RIA Compliance Key uses are: GoCentral, Google Font API, YouTube, Microsoft 365
What does RIA Compliance Key do?

RIA Compliance Key is a boutique regulatory compliance consulting firm that specializes in navigating the complexities of regulatory compliance for registered investment advisors (RIAs). The firm is dedicated to providing personalized attention and high-quality service to an exclusive clientele. They offer resources such as compliance benchmark stu... dies and practical guidance for firms looking to register as RIAs. Their expertise is showcased through various media, including podcasts and publications.Read More

What are RIA Compliance Key social media links?
RIA Compliance Key Linkedin page RIA Compliance Key Facebook page
Is RIA Compliance Key a public company?
RIA Compliance Key is private company therefore does not currently have an official ticker symbol
See more information about RIA Compliance Key

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