NCA Compliance
Business Services · Washington, United States · 1-10 Employees
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Overview
Headquarters
1700 7th Ave Ste 2100, Seattle, Washingt...Phone Number
(877) 456-1380Website
www.ncacompliance.comRevenue
$5 MillionIndustry
ZI Rank: 1
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About NCA Compliance
NCA Compliance is a boutique regulatory compliance consulting firm that specializes in providing customized compliance solutions for Registered Investment Advisors (RIAs). Their services include mock exams, Chief Compliance Officer (CCO) outsourcing, regulatory filings, and annual reviews, catering to a diverse clientele of multi-billion dollar investment advisors, hedge funds, and financial planning firms across the U.S., Canada, and Europe. With a focus on understanding specific compliance needs and risk characteristics, NCA Compliance aims to strengthen and improve clients' compliance programs. The firm is led by Hayley Nelson, who brings extensive SEC experience to the table.Explore more
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NCA Compliance
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NCA Compliance is experiencing very low activity levels compared to other companies in the Business Services sector.
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NCA Compliance is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about NCA Compliance.
NCA Compliance Tech Stack
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NCA Compliance is a boutique regulatory compliance consulting firm that specializes in providing customized compliance solutions for Registered Investment Advisors (RIAs). Their services include mock exams, Chief Compliance Officer (CCO) outsourcing, regulatory filings, and annual reviews, catering to a diverse clientele of multi-billion dollar inv... Read More
