FinServ Compliance

Business Services · Florida, United States · 1-10 Employees

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Overview

Headquarters

18947 NW 63rd Court Cir, Miami, Florida,...

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Jan
Feb
Mar
Apr
May
Jun
ZI Rank
1
1
1
1
1
1

About FinServ Compliance

FinServ Compliance is a leading provider of regulatory and compliance services tailored for Broker Dealers, Registered Investment Advisors, Banks, and Money Services Businesses (MSB). The company focuses on helping clients achieve and maintain compliance with confidence through customized solutions and expert support. Their services include consulting for broker-dealers, ongoing compliance for RIAs, BSA independent reviews for banks, cybersecurity testing, and recruitment for compliance-related positions. With years of industry experience, FinServ Compliance is dedicated to ensuring ethical practices and protecting investor interests.Explore more
FinServ Compliance's Social MediaPopular SearchesFinserv Compliance LLCFinServ ComplianceSIC Code 87,874NAICS Code 54,541Show more

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Company Name

Revenue

Number of Employees

Type

Funding

Founded In

Top Executive

FinServ Compliance

<$5M
1-10
Private
-
2016
N/A
$7.2M
11-50
Private
<$5M
2006
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
11-50
Private
-
2003
<$5M
1-10
Private
-
2010
DD
Deborah DobbsDirector, Compliance
<$5M
1-10
Private
-
2007
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

FinServ Compliance is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

FinServ Compliance is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about FinServ Compliance.

FinServ Compliance Tech Stack

A closer look at the technologies used by FinServ Compliance

Top Business Services Companies

Frequently Asked Questions Regarding FinServ Compliance

What is FinServ Compliance's official website?
FinServ Compliance's official website is www.finservcompliance.com
What is FinServ Compliance's Revenue?
FinServ Compliance's revenue is <$5 Million
What is FinServ Compliance's SIC code?
FinServ Compliance's SIC: 87,874
What is FinServ Compliance's NAICS code?
FinServ Compliance's NAICS: 54,541
How many employees does FinServ Compliance have?
FinServ Compliance has 1-10 employees
What industry does FinServ Compliance belong to?
FinServ Compliance is in the industry of: Business Services, Project Management
What is FinServ Compliance competition?
FinServ Compliance top competitors include: Securities Compliance Advisors, Hardin Compliance Consulting, Vigilant Compliance, Ria Compliance Group
What technology does FinServ Compliance use?
Some of the popular technologies that FinServ Compliance uses are: Google Cloud Web Serving, Google Cloud Platform, Microsoft 365, GoDaddy DNS
What does FinServ Compliance do?

FinServ Compliance is a leading provider of regulatory and compliance services tailored for Broker Dealers, Registered Investment Advisors, Banks, and Money Services Businesses (MSB). The company focuses on helping clients achieve and maintain compliance with confidence through customized solutions and expert support. Their services include consult... ing for broker-dealers, ongoing compliance for RIAs, BSA independent reviews for banks, cybersecurity testing, and recruitment for compliance-related positions. With years of industry experience, FinServ Compliance is dedicated to ensuring ethical practices and protecting investor interests.Read More

What are FinServ Compliance social media links?
FinServ Compliance Linkedin page FinServ Compliance Twitter page
Is FinServ Compliance a public company?
FinServ Compliance is private company therefore does not currently have an official ticker symbol
See more information about FinServ Compliance

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