Covered Bridge Compliance
Business Services · Colorado, United States · 1-10 Employees
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Overview
Headquarters
6554 S Sycamore St, Littleton, Colorado,...Phone Number
(303) 522-1907Revenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
Jan
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ZI Rank
1
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About Covered Bridge Compliance
Covered Bridge Compliance LLC specializes in providing investment advisor and broker dealer compliance consulting services. The firm is dedicated to helping clients navigate the complex regulatory landscape of the SEC, state laws, and FINRA by customizing solutions tailored to their specific needs. Founded by Angela Schrad, who has extensive experience as an SEC examiner, the team offers on-site compliance reviews and mock regulatory exams to proactively identify and address potential regulatory issues. With over 30 years of expertise from consultant William E. Murray, Covered Bridge focuses on ensuring that investment advisers and broker dealers operate within compliance to mitigate risks.Explore more
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Revenue
Number of Employees
Type
Funding
Founded In
Covered Bridge Compliance
<$5M
1-10
Private
-
2013
N/A
Company Profile Activity
Activity Insights
Covered Bridge Compliance is experiencing very low activity levels compared to other companies in the Business Services sector.
What does this means?
Covered Bridge Compliance is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Covered Bridge Compliance.
Covered Bridge Compliance Tech Stack
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Frequently Asked Questions Regarding Covered Bridge Compliance
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Covered Bridge Compliance LLC specializes in providing investment advisor and broker dealer compliance consulting services. The firm is dedicated to helping clients navigate the complex regulatory landscape of the SEC, state laws, and FINRA by customizing solutions tailored to their specific needs. Founded by Angela Schrad, who has extensive experi... Read More
