Compliance Outsourcing Solutions
Business Services · North Carolina, United States · 1-10 Employees
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Overview
Headquarters
6728 N Baltusrol Ln, Charlotte, North Ca...Phone Number
(704) 516-1836Website
www.complianceos.comRevenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
Mar
Apr
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ZI Rank
1
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1
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1
About Compliance Outsourcing Solutions
Compliance Outsourcing Solutions, LLC (COS) specializes in providing compliance consulting services aimed at helping banks, broker dealers, and investment advisors develop effective compliance programs while minimizing costs. Their services include broker dealer development, investment advisor registrations, mock SEC and FINRA exams, and independent compliance reviews. COS focuses on identifying methods to reduce risk and related costs, allowing clients to concentrate on business development rather than compliance administration. The company aims to enhance compliance controls effectively and efficiently for its clients.Explore more
Popular SearchesCompliance Outsourcing Solutions LLCCompliance Outsourcing SolutionsSIC Code 87,874NAICS Code 54,541Show more
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Revenue
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Compliance Outsourcing So...
<$5M
1-10
Private
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2008
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Company Profile Activity
Activity Insights
Compliance Outsourcing Solutions is experiencing very low activity levels compared to other companies in the Business Services sector.
What does this means?
Compliance Outsourcing Solutions is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Outsourcing Solutions.
Compliance Outsourcing Solutions Tech Stack
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Compliance Outsourcing Solutions, LLC (COS) specializes in providing compliance consulting services aimed at helping banks, broker dealers, and investment advisors develop effective compliance programs while minimizing costs. Their services include broker dealer development, investment advisor registrations, mock SEC and FINRA exams, and independen... Read More
