Compliance Outsourcing Solutions

Business Services · North Carolina, United States · 1-10 Employees

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Overview

Headquarters

6728 N Baltusrol Ln, Charlotte, North Ca...

Phone Number

(704) 516-1836

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
Mar
Apr
May
Jun
Jul
Aug
ZI Rank
1
1
1
1
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1

About Compliance Outsourcing Solutions

Compliance Outsourcing Solutions, LLC (COS) specializes in providing compliance consulting services aimed at helping banks, broker dealers, and investment advisors develop effective compliance programs while minimizing costs. Their services include broker dealer development, investment advisor registrations, mock SEC and FINRA exams, and independent compliance reviews. COS focuses on identifying methods to reduce risk and related costs, allowing clients to concentrate on business development rather than compliance administration. The company aims to enhance compliance controls effectively and efficiently for its clients.Explore more
Popular SearchesCompliance Outsourcing Solutions LLCCompliance Outsourcing SolutionsSIC Code 87,874NAICS Code 54,541Show more

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Number of Employees

Type

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Founded In

Top Executive

Compliance Outsourcing So...

<$5M
1-10
Private
-
2008
N/A
$7.2M
11-50
Private
<$5M
2006
$6.9M
11-50
Private
<$5M
2004
SF
Salvatore FaiaPresident & CEO
<$5M
11-50
Private
-
2002
JJ
Jarrod JamesSenior Vice President
<$5M
1-10
Private
-
2007
<$5M
1-10
Private
<$5M
2006
Amy Lynch, Founder & President at FrontLine Compliance
Amy LynchFounder & President
Illustration of an envelope

Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance Outsourcing Solutions is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance Outsourcing Solutions is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Outsourcing Solutions.

Compliance Outsourcing Solutions Tech Stack

A closer look at the technologies used by Compliance Outsourcing Solutions

Top Business Services Companies

Frequently Asked Questions Regarding Compliance Outsourcing Solutions

What is Compliance Outsourcing Solutions's official website?
Compliance Outsourcing Solutions's official website is www.complianceos.com
What is Compliance Outsourcing Solutions's Revenue?
Compliance Outsourcing Solutions's revenue is <$5 Million
What is Compliance Outsourcing Solutions's SIC code?
Compliance Outsourcing Solutions's SIC: 87,874
What is Compliance Outsourcing Solutions's NAICS code?
Compliance Outsourcing Solutions's NAICS: 54,541
How many employees does Compliance Outsourcing Solutions have?
Compliance Outsourcing Solutions has 1-10 employees
What industry does Compliance Outsourcing Solutions belong to?
Compliance Outsourcing Solutions is in the industry of: Business Services, Project Management
What is Compliance Outsourcing Solutions competition?
Compliance Outsourcing Solutions top competitors include: Securities Compliance Advisors, Vigilant Compliance, RIA Compliance Consultants, Hardin Compliance Consulting
What technology does Compliance Outsourcing Solutions use?
Some of the popular technologies that Compliance Outsourcing Solutions uses are: WordPress.org, PHP, Adobe Flash, Wordpress 3.2
How do I contact Compliance Outsourcing Solutions?
Compliance Outsourcing Solutions contact info: Phone number: (704) 516-1836 Website: www.complianceos.com
What does Compliance Outsourcing Solutions do?

Compliance Outsourcing Solutions, LLC (COS) specializes in providing compliance consulting services aimed at helping banks, broker dealers, and investment advisors develop effective compliance programs while minimizing costs. Their services include broker dealer development, investment advisor registrations, mock SEC and FINRA exams, and independen... t compliance reviews. COS focuses on identifying methods to reduce risk and related costs, allowing clients to concentrate on business development rather than compliance administration. The company aims to enhance compliance controls effectively and efficiently for its clients.Read More

Is Compliance Outsourcing Solutions a public company?
Compliance Outsourcing Solutions is private company therefore does not currently have an official ticker symbol
See more information about Compliance Outsourcing Solutions

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