Compliance Manual
Business Services · United Kingdom · 11-50 Employees
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Overview
Headquarters
United KingdomRevenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
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About Compliance Manual
Compliance Manual Template offers a fully editable FCA Compliance Manual designed for FCA-authorised firms, including investment advisers, mortgage brokers, and compliance consultants. Their template addresses the latest regulatory changes, such as the Consumer Duty and upcoming SMCR reforms, providing a comprehensive foundation that can be customized to meet specific firm needs. The product aims to save firms significant time and costs associated with drafting compliance manuals from scratch. Ideal for newly authorized firms and compliance officers, the template allows for easy updates and branding integration.Explore more
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Compliance Manual
<$5M
11-50
Private
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Compliance Manual Template offers a fully editable FCA Compliance Manual designed for FCA-authorised firms, including investment advisers, mortgage brokers, and compliance consultants. Their template addresses the latest regulatory changes, such as the Consumer Duty and upcoming SMCR reforms, providing a comprehensive foundation that can be customi... Read More
