Compliance Advisor Professionals
Highly Engaged Employees
Highly Engaged EmployeesBusiness Services · Massachusetts, United States · 11-50 Employees
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Overview
Headquarters
134 Bayview Ave, Berkley, Massachusetts,...Phone Number
(508) 828-1410Website
www.complianceadv.comRevenue
<$5 MillionIndustry
About Compliance Advisor Professionals
Compliance Advisor Professionals, LLC (CAP) is a compliance consulting firm that specializes in assisting investment advisory firms with their regulatory compliance needs. The firm offers services such as investment advisor registration, ongoing compliance support, and retainer services, tailored to the specific requirements of each client. CAP serves investment advisory firms of all sizes, both domestic and international, ensuring they remain compliant with complex SEC and state regulations. With a focus on personalized attention and industry expertise, CAP helps clients efficiently manage their compliance responsibilities, allowing them to concentrate on serving their own clients.Explore more
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Frequently Asked Questions Regarding Compliance Advisor Professionals
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Compliance Advisor Professionals, LLC (CAP) is a compliance consulting firm that specializes in assisting investment advisory firms with their regulatory compliance needs. The firm offers services such as investment advisor registration, ongoing compliance support, and retainer services, tailored to the specific requirements of each client. CAP ser... Read More
