Compliance Advisor Professionals
Likely to Engage tag.Highly Engaged Employees

Business Services · Massachusetts, United States · 11-50 Employees

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Overview

Headquarters

134 Bayview Ave, Berkley, Massachusetts,...

Phone Number

(508) 828-1410

Revenue

<$5 Million

Industry

Business Services Project Management
ZI Rank: 1
Signal Type
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ZI Rank
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About Compliance Advisor Professionals

Compliance Advisor Professionals, LLC (CAP) is a compliance consulting firm that specializes in assisting investment advisory firms with their regulatory compliance needs. The firm offers services such as investment advisor registration, ongoing compliance support, and retainer services, tailored to the specific requirements of each client. CAP serves investment advisory firms of all sizes, both domestic and international, ensuring they remain compliant with complex SEC and state regulations. With a focus on personalized attention and industry expertise, CAP helps clients efficiently manage their compliance responsibilities, allowing them to concentrate on serving their own clients.Explore more
Compliance Advisor Professionals's Social MediaPopular SearchesCompliance Advisor Professionals LLCCompliance Advisor ProfessionalsCompliance Advisor Pro LLCCompliance Advisor ProfessionaSIC Code 87,874NAICS Code 54,541Show more

Compliance Advisor Professionals Org Chart

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KD
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Chief Operating Officer

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EB
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President

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KB
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Vice President

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Top Executive

Compliance Advisor Profes...

<$5M
11-50
Private
-
2004
KD
Kelly DeeringChief Operating Officer
$7.2M
11-50
Private
<$5M
2006
<$5M
1-10
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-
2010
DD
Deborah DobbsDirector, Compliance
<$5M
11-50
Private
-
2002
Jarrod James, Senior Vice President at RIA Compliance Consultants
Jarrod JamesSenior Vice President
<$5M
1-10
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-
2007
<$5M
1-10
Private
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2005
ER
Eva RyanSales Associate
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Company Profile Activity

i

Among all Business Services companies

Low Activity

High Activity

Activity Insights

Compliance Advisor Professionals is experiencing very low activity levels compared to other companies in the Business Services sector.

What does this means?

Compliance Advisor Professionals is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Compliance Advisor Professionals.

Compliance Advisor Professionals Tech Stack

A closer look at the technologies used by Compliance Advisor Professionals

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Frequently Asked Questions Regarding Compliance Advisor Professionals

What is Compliance Advisor Professionals's official website?
Compliance Advisor Professionals's official website is www.complianceadv.com
What is Compliance Advisor Professionals's Revenue?
Compliance Advisor Professionals's revenue is <$5 Million
What is Compliance Advisor Professionals's SIC code?
Compliance Advisor Professionals's SIC: 87,874
What is Compliance Advisor Professionals's NAICS code?
Compliance Advisor Professionals's NAICS: 54,541
How many employees does Compliance Advisor Professionals have?
Compliance Advisor Professionals has 11-50 employees
What industry does Compliance Advisor Professionals belong to?
Compliance Advisor Professionals is in the industry of: Business Services, Project Management
What is Compliance Advisor Professionals competition?
Compliance Advisor Professionals top competitors include: ComplianceWorks, RIA Compliance Consultants, Hardin Compliance Consulting, Us Compliance Consultants
What technology does Compliance Advisor Professionals use?
Some of the popular technologies that Compliance Advisor Professionals uses are: WordPress.org, reCAPTCHA, PHP, Microsoft SharePoint
How do I contact Compliance Advisor Professionals?
Compliance Advisor Professionals contact info: Phone number: (508) 828-1410 Website: www.complianceadv.com
What does Compliance Advisor Professionals do?

Compliance Advisor Professionals, LLC (CAP) is a compliance consulting firm that specializes in assisting investment advisory firms with their regulatory compliance needs. The firm offers services such as investment advisor registration, ongoing compliance support, and retainer services, tailored to the specific requirements of each client. CAP ser... ves investment advisory firms of all sizes, both domestic and international, ensuring they remain compliant with complex SEC and state regulations. With a focus on personalized attention and industry expertise, CAP helps clients efficiently manage their compliance responsibilities, allowing them to concentrate on serving their own clients.Read More

What are Compliance Advisor Professionals social media links?
Compliance Advisor Professionals Linkedin page
Is Compliance Advisor Professionals a public company?
Compliance Advisor Professionals is private company therefore does not currently have an official ticker symbol
See more information about Compliance Advisor Professionals

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