Command Line Compliance
Business Services · Illinois, United States · 1-10 Employees
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Overview
Headquarters
141 W Jackson Blvd Ste 2200A, Chicago, I...Phone Number
(312) 477-8476Revenue
<$5 MillionIndustry
ZI Rank: 1
Signal Type
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ZI Rank
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About Command Line Compliance
Command Line Compliance is a Chicago-based consulting firm specializing in regulatory consulting services for small and mid-size broker-dealers, as well as providing RIA services and compliance support for futures firms. The firm is staffed by former regulators with extensive knowledge of SEC, FINRA, and Exchange regulatory requirements, aiding clients in navigating the regulatory landscape. Their services include compliance program development, broker-dealer registration, and financial compliance assistance. Command Line Compliance serves a diverse clientele, including registered broker-dealers, proprietary trading firms, and introducing brokers.Explore more
Popular SearchesCommand Line Compliance LLCSIC Code 87,874NAICS Code 54,541Show more
Command Line Compliance Org Chart
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Revenue
Number of Employees
Type
Funding
Founded In
Command Line Compliance
<$5M
1-10
Private
-
2017
MO
Margaret O'MalleyClc Electronic Communications Technician & Advisor
Company Profile Activity
Activity Insights
Command Line Compliance is experiencing very low activity levels compared to other companies in the Business Services sector.
What does this means?
Command Line Compliance is drawing exceptional interest within the Business Services industry, suggesting notable developments or strong market momentum, learn more about Command Line Compliance.
Command Line Compliance Tech Stack
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Frequently Asked Questions Regarding Command Line Compliance
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Command Line Compliance is a Chicago-based consulting firm specializing in regulatory consulting services for small and mid-size broker-dealers, as well as providing RIA services and compliance support for futures firms. The firm is staffed by former regulators with extensive knowledge of SEC, FINRA, and Exchange regulatory requirements, aiding cli... Read More
