B/D Compliance Associates
Business Services · Georgia, United States · 11-50 Employees
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Overview
Headquarters
127 Main St NW, Lilburn, Georgia, 30047,...Phone Number
(770) 923-9632Website
www.bd-compliance.comRevenue
$6.3 MillionIndustry
ZI Rank: 1
Signal Type
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ZI Rank
1
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About B/D Compliance Associates
BD Compliance Associates, Inc. is a consulting firm specializing in regulatory compliance for broker/dealers and registered investment advisors, catering to both established and start-up operations. Founded by former FINRA Senior Examiner Carrie Wisniewski in 1994, the firm boasts a team with practical industry experience and regulatory expertise. Their services include broker/dealer and RIA registration, compliance consulting, and staff training tailored to meet individual client needs. The firm is particularly well-suited for small and mid-sized broker/dealers lacking in-house compliance resources.Explore more
B/D Compliance Associates Org Chart
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B/D Compliance Associates is experiencing very low activity levels compared to other companies in the Business Services sector.
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BD Compliance Associates, Inc. is a consulting firm specializing in regulatory compliance for broker/dealers and registered investment advisors, catering to both established and start-up operations. Founded by former FINRA Senior Examiner Carrie Wisniewski in 1994, the firm boasts a team with practical industry experience and regulatory expertise.... Read More
