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Registrant Law Employee Directory

Registrant Law corporate office is located in 130 Adelaide St W Ste 2929, Toronto, Ontario, M5H 3S5, Canada and has 2 employees.

Registrant Law Global Presence

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North America2

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Registrant Law CEO

Nancy MehradRegistrant Law
Nancy MehradSecurities Lawyer, Founder and Chief Executive Officer
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  • Contact Name profile photo for Nancy MehradNancy Mehrad
  • Contact Info email Email direct Direct
  • Job Title Securities Lawyer, Founder and Chief Executive Officer
  • Location
  • Last Update 2/23/2024
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Frequently Asked Questions regarding Registrant Law Employees

How many employees does Registrant Law have?
Registrant Law has 2 employees
Who is the CEO of Registrant Law?
Registrant Law’s CEO is Nancy Mehrad
Who are Registrant Law key employees?
Some of Registrant Law key employees are Shamira Esmail
Where is Registrant Law located?
Registrant Law’s headquarters are located at 130 Adelaide St W Ste 2929, Toronto, Ontario, M5H 3S5, Canada
How do I contact Registrant Law?
Registrant Law Contact Info: Phone number: (647) 402-7729 Website: www.registrantlaw.com
What does Registrant Law do?

Registrant Law is a boutique securities law firm based in the Toronto area, providing quality, practical and cost-effective Canadian securities law & securities regulatory compliance advice to portfolio managers, investment fund managers, and dealers. We offer two service models: (1) advice at a competitive hourly rate and fixed-fees, and (2) in-ho... use counsel services - an alternative to hiring a contract or part-time securities lawyer. Please see website for details: www.registrantlaw.com or contact Founder, CEO and Securities Lawyer, Nancy Mehrad, at nancy@registrantlaw.com. Practice areas include: Advice on securities law obligations, including NI 31-103, NI 81-102 and IIROC/MFDA rules Registration of firms and individuals - initial firm registration with securities regulators, and updates to registrations Drafting and negotiating agreements, including IMAs, sub-advisory, custodial, brokerage, service, and referral agreements Drafting and updating client agreements, investment management agreements, disclosures and forms Advice on product development, including digital and online offerings Preparing exemptive relief applications Assistance with advocacy efforts Advice on compliance with new or revised legislations (e.g. Client Focused Reforms) Audit reviews: preparation for audits, review of previous audit findings and assistance with remediating deficiencies, live support during audit, including assisting with audit response letters Firm compliance reviews: reviewing current processes and procedures for regulatory compliance Preparing and updating policies and procedures (Compliance Manuals), client onboarding forms and client disclosures Marketing and sales communication reviews Training on compliance with securities regulation Anti-Money Laundering including AML effectiveness reviews Independent compliance consultant engagement following a regulatory decisionRead More

Is Registrant Law a public company?
Registrant Law is private company therefore does not currently have an official ticker symbol
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