Melissa Lawson

General Information

Experience

Chief Compliance Officer, Associate General Counsel, Corporate Secretary - RCap Securities Inc

Senior Compliance Officer - Bear Stearns

Investment Management Counsel - Brown Brothers Harriman & Co.

Similar Roles - Smith Barney , Inc.

Affiliations

Lead Advisor To the Executive Management Team - Private Client Services

Recent News  

RCap Securities, Inc. : Management Team

Melissa Lawson
Chief Compliance Officer, Associate General Counsel, Corporate Secretary; Registered Series 7, 9, 10, 23 and 63

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RCap Securities, Inc. : Melissa Lawson

Melissa Lawson
RCap Securities, Inc. : Melissa Lawson Melissa Lawson Chief Compliance Officer, Associate General Counsel, Corporate Secretary; Ms. Lawson is Chief Compliance Officer, Associate General Counsel, Corporate Secretary. From 2006 until June 2008, she was a Senior Compliance Officer at Bear Stearns where she served as lead advisor to the Private Client Services executive management team on rules and regulations applicable to the retail and advisory business. From 2004 until 2006, Ms. Lawson served as Investment Management Counsel at Brown Brothers Harriman with responsibility for NYSE and 1940 Act compliance and other responsibilities. She also held similar roles at Smith Barney, Galway Capital and Advest.

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