Margaret Iamunno

last updated 4/20/2018

Margaret Iamunno

Chief Compliance Officer at GM Advisory Group INC

Location:
400 Broadhollow Road Suite 301, Melville, New York, United States
HQ Phone:
(631) 227-3900

General Information

Experience

Chief Compliance and Operations Officer - Fusion Family Wealth LLC

Operations Manager - Operations Department

Manager of Operations and Trading Desk - First Empire Securities Inc

Education

B.S. Degree - Business Management and Economics , SUNY Empire State College

BA - Business Administration , SUNY Binghamton

MBAEmpire College

Affiliations

Member - Education Committee

Member - Parent Teacher Organization

Board of Trustees - Islamic Center

Recent News  

Margaret Iamunno - GM Advisory Group

Margaret Iamunno
Chief Compliance Officer miamunno@gmadvisorygroup.com | 631.227.3900 Margaret joined GMAG in 2016. As Chief Compliance Officer, Margaret is responsible for the Management of GMAG's Compliance Program. Margaret ensures she has an ongoing understanding of current and developing advisory regulations and their relation to our clients and our business. She applies a diligence to the responsibility that GMAG carries out its responsibility to implement a robust compliance program. She is charged with creating a culture of compliance achieved through; maintaining up-to-date polices and documentation, ensuring free and open communications within the practice, delivering compliance education programs, and consistent reviews of adherence to policies. Prior to joining GMAG, Margaret was the Chief Compliance and Operations Officer at Fusion Family Wealth, where her key role was to strengthen, oversee, and manage the firm's compliance program and operational systems and processes. Margaret also has professional experience as a General Securities Principal responsible for managing and oversight of the operational and risk mitigation functions for trading and operations in the institutional investor space. Margaret holds a B.S. Degree in Business Management and Economics from SUNY Empire State College, and a Paralegal Certification from Adelphi University.

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Our Team - GM Advisory Group

Margaret Iamunno
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Margaret Iamunno - GM Advisory Group

Margaret Iamunno
Chief Compliance Officer miamunno@gmadvisorygroup.com | 631.227.3900 Margaret joined GMAG in 2016. As Chief Compliance Officer, Margaret is responsible for the Management of GMAG's Compliance Program. Margaret ensures she has an ongoing understanding of current and developing advisory regulations and their relation to our clients and our business. She applies a diligence to the responsibility that GMAG carries out its responsibility to implement a robust compliance program. She is charged with creating a culture of compliance achieved through; maintaining up-to-date polices and documentation, ensuring free and open communications within the practice, delivering compliance education programs, and consistent reviews of adherence to policies. Prior to joining GMAG, Margaret was the Chief Compliance and Operations Officer at Fusion Family Wealth, where her key role was to strengthen, oversee, and manage the firm's compliance program and operational systems and processes. Margaret also has professional experience as a General Securities Principal responsible for managing and oversight of the operational and risk mitigation functions for trading and operations in the institutional investor space. Margaret holds a B.S. Degree in Business Management and Economics from SUNY Empire State College, and a Paralegal Certification from Adelphi University. She is currently pursuing a Chartered Regulatory Counsel designation from the Regulatory Compliance Association.

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