Claude Roxborough

Claude W. Roxborough

Structured Products Counsel at Distressed Capital Management , LLC

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Location:
1900 Main Street, Irvine, California, United States
HQ Phone:
(702) 578-8047

General Information

Experience

Managing Partner  - Wilson Keadjian Browndorf LLP

Executive Director, Structured Products  - Plutos Sama LLC

Senior Attorney  - BP Law Group , LLP

Co-President  - South African Embassy

Structured Finance and Securities Lawyer  - Thacher Proffitt & Wood LLP

Education

Foreign and Comparative Law , Parker School Certificate of Achievement

J.D.  - Columbia Law School

bachelor's degree  - Columbia University

Recent News  

Claude W. Roxborough, III
Claude W. Roxborough, III Structured Products Counsel Claude W. Roxborough, III is the Managing Partner of Wilson Keadjian Browndorf's Washington DC office and chairs the Plutos Sama, LLC structured products division. Mr. Roxborough represents businesses and individuals in a variety of corporate and securities law matters, having represented large financial institutions, Fortune 500 companies, sponsors in large infrastructure and real estate developments, private investment funds, as well as small-to-medium sized enterprises, non-profit organizations and private individuals. He is particularly well versed in conducting business and structuring investment in Africa, having served as Co-President of the South African Chamber of Commerce in America (SACCA) since 2011 and having represented a number of clients doing work on the continent. Mr. Roxborough has extensive experience in handling securities laws matters for public and private companies, public and private merger and acquisitions, as well as regulatory compliance work for investment funds and broker dealers. As such, he has advised on regulatory issues under the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940 and rules promulgated under Municipal Securities Rulemaking Board. Issues related to corporate governance, including but not limited to director duties and shareholder rights under New York, Delaware and Maryland law, are also part of his core practice area having advised public and private companies on a variety of merger and acquisitions, reorganizations and executive compensation issues. Prior to joining our firm, Mr. Roxborough has worked as a structured finance and securities lawyer in the New York offices of Thacher Proffitt & Wood, as a general corporate attorney for the law firm of Miles & Stockbridge in Washington D.C. and as Vice President of a regulatory consulting firm focused on serving compliance and back office needs for investment funds, fund of funds and broker dealers.

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Claude W. Roxborough, III
Claude W. Roxborough, III Structured Products Counsel Claude W. Roxborough, III is the Managing Partner of Wilson Keadjian Browndorf's Washington DC office and chairs the Plutos Sama, LLC structured products division. Mr. Roxborough represents businesses and individuals in a variety of corporate and securities law matters, having represented large financial institutions, Fortune 500 companies, sponsors in large infrastructure and real estate developments, private investment funds, as well as small-to-medium sized enterprises, non-profit organizations and private individuals. He is particularly well versed in conducting business and structuring investment in Africa, having served as Co-President of the South African Chamber of Commerce in America (SACCA) since 2011 and having represented a number of clients doing work on the continent. Mr. Roxborough has extensive experience in handling securities laws matters for public and private companies, public and private merger and acquisitions, as well as regulatory compliance work for investment funds and broker dealers. As such, he has advised on regulatory issues under the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940 and rules promulgated under Municipal Securities Rulemaking Board. Issues related to corporate governance, including but not limited to director duties and shareholder rights under New York, Delaware and Maryland law, are also part of his core practice area having advised public and private companies on a variety of merger and acquisitions, reorganizations and executive compensation issues. Prior to joining our firm, Mr. Roxborough has worked as a structured finance and securities lawyer in the New York offices of Thacher Proffitt & Wood, as a general corporate attorney for the law firm of Miles & Stockbridge in Washington D.C. and as Vice President of a regulatory consulting firm focused on serving compliance and back office needs for investment funds, fund of funds and broker dealers.

Read More

Claude W. Roxborough, III
Claude W. Roxborough, III Structured Products Counsel Claude W. Roxborough, III is the Managing Partner of Wilson Harvey Browndorf's Washington DC office and chairs the Plutos Sama, LLC structured products division. Mr. Roxborough represents businesses and individuals in a variety of corporate and securities law matters, having represented large financial institutions, Fortune 500 companies, sponsors in large infrastructure and real estate developments, private investment funds, as well as small-to-medium sized enterprises, non-profit organizations and private individuals. He is particularly well versed in conducting business and structuring investment in Africa, having served as Co-President of the South African Chamber of Commerce in America (SACCA) since 2011 and having represented a number of clients doing work on the continent. Mr. Roxborough has extensive experience in handling securities laws matters for public and private companies, public and private merger and acquisitions, as well as regulatory compliance work for investment funds and broker dealers. As such, he has advised on regulatory issues under the Securities Act of 1933, the Exchange Act of 1934, the Investment Advisers Act of 1940, the Investment Company Act of 1940 and rules promulgated under Municipal Securities Rulemaking Board. Issues related to corporate governance, including but not limited to director duties and shareholder rights under New York, Delaware and Maryland law, are also part of his core practice area having advised public and private companies on a variety of merger and acquisitions, reorganizations and executive compensation issues. Prior to joining our firm, Mr. Roxborough has worked as a structured finance and securities lawyer in the New York offices of Thacher Proffitt & Wood, as a general corporate attorney for the law firm of Miles & Stockbridge in Washington D.C. and as Vice President of a regulatory consulting firm focused on serving compliance and back office needs for investment funds, fund of funds and broker dealers.

Read More

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