U.S. Compliance Consultants LLC


15 E. Putnam Avenue #286GreenwichConnecticut06897United States View Map


$1 Million



SIC Codes:

8721, 6211


(888) 798-2930


(203) 702-5420


U.S. Compliance Consultants is a full-service compliance consulting firm offering a wide range of registration and compliance services to state and SEC registered investment advisers. Quite simply, what makes our compliance services different is the incredible amount of personal attention we afford each of our clients. In fact, we limit the number of clients we will take on at any one time so that each investment adviser receives the high level of service they expect and deserve. Our philosophy is that the adviser with $10 million in assets under management requires the same high level of service and expertise as does the adviser managing $1 billion. At U.S. Compliance Consultants, we treat each and every client with the level of service they expect and the respect they deserve. We understand that in most investment advisory firms, the person in charge of compliance often has multiple responsibilities. With so many different demands competing for your time, every hour that can be eliminated from the compliance process is one more hour you can devote to serving the needs of your clients. At U.S. Compliance Consultants, we provide investment advisers with compliance programs that are simple to use and simple to maintain. As a result, our clients spend less time on compliance and have fewer compliance problems.

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