| Title | Company |
|---|---|
| Technical Support Civil and Safety Engineer As Well As A Compliance Officer | U.S. Department of Labor |
| Mutual Fund Customer Service Representative, Capital Markets Compliance Officer | Legg Mason , Inc. |
| Client Service Manager and Chief Compliance Officer | Palisades Hudson Financial Group LLC |
| Vice President, Client Services and Chief Compliance Officer | Barrett Capital Management , LLC |
| Compliance Officer In Client Services | CAZ Investments |
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