| Title | Company |
|---|---|
| Client Service Manager and Chief Compliance Officer | Palisades Hudson Financial Group LLC |
| Vice President, Client Services and Chief Compliance Officer | Barrett Capital Management , LLC |
| Head of Client Services and Chief Compliance Officer | Sage Advisory Services Ltd |
| Director of Client Services and Chief Compliance Officer | Caldwell & Orkin , Inc. |
| Director of Business Development, Client Services and Chief Compliance Officer | Rosenblum Silverman Sutton Investment Counsel |
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