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    E-COMLAW.COM - [Cached Version]
    Published on: 12/15/2007    Last Visited: 1/16/2008  

    Tania Williams, an associate with Pillsbury Winthrop Shaw Pittman LLP, explains that although the FSA is still waiting for minimum records requirements to be published by the Committee of European Securities Regulators, the deadline for MiFID compliance was 1 November and companies that are not compliant risk FSA fines.

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