Ms. Karen A. Steighner

Karen A Steighner

Chief Compliance Officer/General Securities Principal

Karen Steighner is one of the Firm's two General Securities Principals as well as the Chief Compliance Officer.She has worked in the securities industry in various capacities her entire professional career of 24 years and has extensive experience as a compliance official as well as supervising securities and investment banking activities.

In addition to working for Nunami, Karen is the President and CEO of Compliance Advisers, Inc., a regulatory compliance consulting firm for broker/dealers, investment advisers and investment companies, and she is a registered Financial and Operations Principal for five broker/dealers.

Prior to working at Compliance Advisers, Inc., Karen has acted as a Chief Compliance Officer, Director of Compliance, Taxable Fixed Income Specialist and an Operations Manager.During her career, Ms. Steighner has established and registered new broker/dealers, investment advisers, investment companies, insurance agencies, mortgage companies and telemarketing firms.She holds Series 7, 63, 24, 65 and 27 registrations.

She holds a Bachelor of Arts Degree in Communication and is working part-time toward an MBA.

Karen A Steighner - President, Chief Compliance Officer, and General Securities Principal

Karen Steighner is one of the Firm's two General Securities Principals as well as Selero's Chief Compliance Officer and President of Nunami Services, LLC, www.nunami.net.She has worked in the securities industry in various capacities her entire professional career of 24 years and has extensive experience as a compliance official as well as supervising securities and investment banking activities.

In addition to working for Selero, Karen is the President and CEO of Compliance Advisers, Inc., a regulatory compliance consulting firm for broker/dealers, investment advisers and investment companies, and she is a registered Financial and Operations Principal for five broker/dealers.

Prior to working at Compliance Advisers, Inc., Karen has acted as a Chief Compliance Officer, Director of Compliance, Taxable Fixed Income Specialist and an Operations Manager.During her career, Ms. Steighner has established and registered new broker/dealers, investment advisers, investment companies, insurance agencies, mortgage companies and telemarketing firms.She holds Series 7, 63, 24, 65 and 27 registrations.