www.sec.gov/Archives/edgar/data/895716/0001021890-01-50 -
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Published on: 10/16/2001
Last Visited: 10/18/2001
March 2000 Alvin C. Rice
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Vice Chairman of Merchant's Group International ,
June 1998 Inc..
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Alvin C. Rice.Mr. Rice is a Vice Chairman of Merchant s Group International , Inc. , a private merchant bank located in San Francisco , California , that he joined on April 1 , 1999.Prior to April 1 , 1999 , and since June 1 , 1998 , Mr. Rice was affiliated with entrenet Group , LLC , a management and consulting limited liability company , as a senior associate.He became a director of the Company on June 1 , 1998.His career in banking , investment banking and commercial business management has spanned over 40 years.He served as Chairman of California Bancorp Systems , Inc. from January 1994 until December 1997 and as Chairman of the First National Bank of Marin from 1989 until December 1993.Formerly , Mr. Rice was a Vice Chairman of Bank of America.Mr. Rice has also served as a Director of Memorex Corporation , Fairchild Camera & Instrument Co. , Tandem Corporation and the Montreal Trust Company.He is a cum laude and Phi Beta Kappa graduate of Stanford University from which he received a B.A. degree.He attended the Graduate School of Banking at the University of Wisconsin and Harvard s Advanced Management Program.
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Cooperman , Kaplan , Rice and Winter.
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Alvin C. Rice
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* Alvin C. Rice
35 , 903 ( 12 )
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Represents 35 , 903 shares which Mr. Rice has the right to acquire through the exercise of stock options.Officers and Directors
( 13 )Includes 16 , 667 shares of Common Stock issuable upon conversion of 10 , 000 shares of Series C Preferred Stock and 4 , 167 shares of Common Stock issuable upon the exercise of a warrant.Also includes 29 , 167 shares of Common Stock underlying options.Officers and Directors
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10 , 000 Alvin C. Rice
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Leavitt and Leone , Marc R. Shultz , the Company s Vice President of Business Development , and Barry A. Kaplan , Alvin C. Rice and Chester N. Winter , each members of the Board.