Please Note:
This profile was automatically generated using 3 references found on the Internet. This information has not been verified. Learn more...
This profile was automatically generated using 3 references found on the Internet. This information has not been verified. Learn more...
Web References
-
1. About Executive Bios
www.matrixcapitalgroup.com/pag - [Cached]Published on: 9/12/2007 Last Visited: 9/12/2007
Eva Lui - Vice President & Treasurer
Eva joined Matrix in 1998 where her responsibilities include the financial, compliance and administrative areas. Prior to Matrix, Eva worked for the National Association of Securities Dealers (NASD) in New York for twenty-one years, eleven of which was as a supervisor of examiners. Prior to her supervisor status she worked for the Specials Section out of the Washington, D.C. office for a year. As a supervisor, her duties included the planning and executing examinations of member firms for compliance with SEC, NASD and other securities rules and regulations. She taught Pre-Phase classes in the District office for six years, covering the net capital rule, books and records and financial accounting. Eva holds Series 7, 24 and 27 registrations. She earned a BBS in Public Accounting from Baruch College, City University of New York. -
2. About Executive Bios
www.matrixonwallstreet.com/pag - [Cached]Published on: 9/12/2007 Last Visited: 9/12/2007
Eva Lui - Vice President & Treasurer
Eva joined Matrix in 1998 where her responsibilities include the financial, compliance and administrative areas. Prior to Matrix, Eva worked for the National Association of Securities Dealers (NASD) in New York for twenty-one years, eleven of which was as a supervisor of examiners. Prior to her supervisor status she worked for the Specials Section out of the Washington, D.C. office for a year. As a supervisor, her duties included the planning and executing examinations of member firms for compliance with SEC, NASD and other securities rules and regulations. She taught Pre-Phase classes in the District office for six years, covering the net capital rule, books and records and financial accounting. Eva holds Series 7, 24 and 27 registrations. She earned a BBS in Public Accounting from Baruch College, City University of New York. -
3. Advisor's Asset Management: About Us
www.matrixunittrust.com/about/ - [Cached]Published on: 3/18/2004 Last Visited: 3/18/2004
Eva Lui - Vice President & Treasurer
Eva joined Matrix in 1998 where her responsibilities included the financial, compliance and administrative areas. Immediately preceding her joining Matrix, she worked for the NASDR office in New York for twenty-one years, eleven of which was as a supervisor of examiners. Prior to her supervisor status in, she worked in the Special Investigations Section out of the Washington, D.C. office for a year. As a supervisor, her duties included the planning and executing examinations of member firms for compliance with SEC, NASD and other securities rules and regulations. She taught Pre-Phase classes in the District office for six years, covering the net capital rule, books and records and financial accounting. Eva holds Series 7, 24 and 27 qualifications. She earned a BBS in public accounting from Baruch College.

