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Mr. James B. Fellus

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    www.sterneagee.com/sali/fixedincome/Pages/ManagementTea - [Cached Version]
    Published on: 1/5/2008    Last Visited: 1/5/2008  

    James B. FellusSenior Managing DirectorInstitutional Sales and Trading

    James Fellus has over 20 years of experience in fixed income sales and management.Prior to joining Sterne Agee, he was Senior Managing Director of Fixed Income for Platinum Partners LP where he managed a billion dollar portfolio and was responsible for risk management.Mr. Fellus also served as Senior Managing Director of Capital Markets at Advest, Inc. where he managed the Fixed Income Department and was responsible for trading, sales, and research.

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    www.sec.gov/Archives/edgar/data/880460/0001144204-03-00 - [Cached Version]
    Published on: 6/2/2003    Last Visited: 6/4/2003  

    "Times New Roman, Times, Serif" SIZE=2>34   Director  James Fellus(1)  37   Director          JAMES FELLUS was appointed a director in October 2001.Mr. Fellus was the Senior Managing Director Capital Markets at Advest, Inc. from 1995 until June 2002, where he was responsible for risk management of all fixed income products and published trade ideas and market commentary periodically.Mr. Fellus served as a member of the Board of Directors of Advest, Inc.Since November 2002, Mr. Fellus has been a Senior Managing Director of fixed income products at A.B. Watley, Inc.Mr. Fellus is a member of our Audit Committee.
    ...
            To our knowledge, based solely on review of the copies of such reports furnished to us and written representations that no other reports were required, during the fiscal year ended February 1, 2003, filing deficiencies under Section 16(a) included one late report filed by Leon Geller, Carole Ann Taylor and James Fellus with respect to two transactions.
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    Times, Serif" SIZE=2>  6,000 (1)(4) *   James Fellus  2,500 (1)(4) * (4) Includes shares of common stock issuable upon the exercise of stock options currently exercisable or exercisable within 60 days of May 3, 2003 in the following amounts: Ilia Lekach (318,750); Rachmil Lekach (25,000); Jeffrey Geller (25,000); A. Mark Young (25,000); Donovan Chin (27,250); Leon Geller (12,500); Alan Grobman (12,500); Joel Lancaster (16,250); Carole A. Taylor (6,000); James Fellus (2,500); Joseph Bouhadana (1,500) and Miles Raper (1,500). (5)   The address of Parlux Fragrances, Inc. is 3725 S.W. 30th Avenue, Ft. Lauderdale, Florida 33154.
    ...
    width="3">  James Fellus        /s/ MILES

  • View Online Source
    www.sterneagee.com/sali/fixedincome/fixedincomesalestra - [Cached Version]
    Published on: 1/5/2008    Last Visited: 1/5/2008  

    James B. FellusSenior Managing DirectorInstitutional Sales and Trading

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    www.sec.gov/Archives/edgar/data/880460/0001144204-03-00 - [Cached Version]
    Published on: 11/17/2003    Last Visited: 11/19/2003  

    For the fiscal year ended February 1, 2003, Carole Ann Taylor, James Fellus, Joseph Bouhadana and Miles Raper were the members of our Audit Committee.
    ...
    James Fellus resigned from the Board and the Audit Committee in October 2003.
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    During the last fiscal year, no Director attended fewer than 75 percent of (i) the meetings of our Board of Directors held during the period they served on the Board, and (ii) the meetings of committees of our Board of Directors held during the period they served on such committees, except for James Fellus who attended 3 of the 6 Board of Director meetings.
    ...
    The following individuals were not timely in meeting the filing requirements with respect to options issued under our 2000 Directors Stock Option Plan and filed one late report each: Carole Ann Taylor, Joseph Bouhadana, Miles Raper and James Fellus.

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    www.sec.gov/Archives/edgar/data/880460/0000950144-02-00 - [Cached Version]
    Published on: 6/4/2002    Last Visited: 6/28/2002  

    James Fellus(1)
    ...
    JAMES FELLUS was appointed Director in October 2000.Since 1995, Mr. Fellus has been the Senior Managing Director of Capital Markets at Advest, Inc.He is responsible for risk management of all fixed income products and periodically publishes trade ideas and market commentary.Mr. Fellus serves as a member of the Board of Directors of Advest, Inc.Mr. Fellus is a member of our Audit Committee.

    Our directors hold office until the next annual meeting of shareholders and until their successors have been duly elected and qualified.

    Section 16(a) Beneficial Ownership Reporting Compliance

    Section 16(a) of the Securities Exchange Act of 1934 requires directors and executive officers, and persons who own more than 10 percent of our Common Stock, to file with the Securities and Exchange Commission (the "SEC") initial reports of ownership and reports of changes in ownership of Common Stock.Officers, directors and greater than 10 percent shareholders are required by SEC regulation to furnish us with copies of all Section 16(a) forms they file.
    ...
    The following individuals were not timely in meeting the filing requirements with respect to one transaction each: A. Mark Young, Jeffrey Geller, Leon Geller, Joel Lancaster, Zalman Lekach, Horacio Groisman, M.D., James Fellus and Carole Ann Taylor.
    ...
    James Fellus(1)
    ...
    JAMES FELLUS was appointed Director in October 2000.Since 1995, Mr. Fellus has been the Senior Managing Director of Capital Markets at Advest, Inc.He is responsible for risk management of all fixed income products and periodically publishes trade ideas and market commentary.Mr. Fellus serves as a member of the Board of Directors of Advest, Inc.Mr. Fellus is a member of our Audit Committee.

    Our directors hold office until the next annual meeting of shareholders and until their successors have been duly elected and qualified.

    Section 16(a) Beneficial Ownership Reporting Compliance

    Section 16(a) of the Securities Exchange Act of 1934 requires directors and executive officers, and persons who own more than 10 percent of our Common Stock, to file with the Securities and Exchange Commission (the "SEC") initial reports of ownership and reports of changes in ownership of Common Stock.Officers, directors and greater than 10 percent shareholders are required by SEC regulation to furnish us with copies of all Section 16(a) forms they file.
    ...
    The following individuals were not timely in meeting the filing requirements with respect to one transaction each: A. Mark Young, Jeffrey Geller, Leon Geller, Joel Lancaster, Zalman Lekach, Horacio Groisman, M.D., James Fellus and Carole Ann Taylor.

  • View Online Source
    www.sec.gov/Archives/edgar/data/880460/0000950144-01-50 - [Cached Version]
    Published on: 11/9/2001    Last Visited: 11/13/2001  

    NOMINEES : Ilia Lekach , A. Mark Young , Jeffrey Geller , Donovan Chin , Carole Ann Taylor , Horacio Groisman , M.D. , Zalman Lekach , Ana Maria Fernandez Haar , James Fellus

  • View Online Source
    Management Team - [Cached Version]
    Published on: 5/7/2003    Last Visited: 5/7/2003  

    James B. Fellus
    ...
    James B. Fellus

    Mr. Fellus joined AB Watley, Inc. in 2002 and is the Senior Managing Director of the Fixed Income Capital Markets division.From 1995 to 2002, Mr. Fellus held the same title at Advest, Inc.Prior to Advest, he was a Managing Director of Capital Markets for Societe General Securities, NY from 1994 through 1995.Mr. Fellus was the Senior Managing Director of Global Fixed Income Capital Markets for BHF Bank Securities from 1993 until 1994.Beginning 1988 Mr. Fellus held the post of National Sales Manager, Senior Vice President at Gruntal & Co.His career began at Mabon Nugent & Co. in 1986.Mr. Fellus graduated Pace University with a degree in International Finance.He has been registered since 1987 and is a Securities Principal.

  • View Online Source
    Management Team - [Cached Version]
    Published on: 3/12/2003    Last Visited: 3/12/2003  

    James B. Fellus

    ...
    James B. Fellus

    Mr. Fellus joined AB Watley, Inc. in 2002 and is the Senior Managing Director of the Fixed Income Capital Markets division.From 1995 to 2002, Mr. Fellus held the same title at Advest, Inc.Prior to Advest, he was a Managing Director of Capital Markets for Societe General Securities, NY from 1994 through 1995.Mr. Fellus was the Senior Managing Director of Global Fixed Income Capital Markets for BHF Bank Securities from 1993 until 1994.Beginning 1988 Mr. Fellus held the post of National Sales Manager, Senior Vice President at Gruntal & Co.His career began at Mabon Nugent & Co. in 1986.Mr. Fellus graduated Pace University with a degree in International Finance.He has been registered since 1987 and is a Securities Principal.

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