Mr. Alan L. Dye

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  compensationresources.com/press-room/a-hot-date-with-th - [Cached Version]
  Published on: 4/12/2006    Last Visited: 3/27/2009  

  With backdating, "you've effectively granted a discounted option," says Alan Dye, a securities attorney and a partner at law firm Hogan & Hartson.
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  Such a practice is not necessarily illegal, says Dye. "If there is material news and the company grants the options before that news is released, is that a violation? Most lawyers say it isn't," says Dye, calling it just another way of giving executives a bonus. The executives would not be trading on insider information, because both parties-the executives and the compensation committee-are aware of the same information. Where companies can get into trouble with the practice, however, is in disclosure. "If your practice is to target dates when good news is pending, that should be disclosed, because that's essentially a compensation program," says Dye.

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  www.section16treatise.net/MISC/AboutUs.htm - [Cached Version]
  Published on: 4/30/2005    Last Visited: 9/18/2006  

  Dated as of Fall 2005, this 2nd Edition of the Treatise from Peter Romeo and Alan Dye is twice as long as the 1st Edition and continues to provide practical guidance on issues involving Section 16 of the Securities Exchange Act of 1934 and all of the related rules.[1]
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  The Editor is Alan Dye, who along with fellow Hogan & Hartson partner Peter Romeo has authored the "bibles" of Section 16 for over a decade, including the popular Romeo & Dye's Section 16 Forms & Filings Handbook, Romeo & Dye's New Section 16 Deskbook and Romeo & Dye's Section 16 Updates.
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  Before the SEC, Alan was in private practice and served as a law clerk for the Honorable Ellsworth A. Van Graafeiland of the U. S. Court of Appeals for the Second Circuit.
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  Alan is a frequent lecturer at professional seminars and is a former adjunct professor at the Georgetown University Law Center.He also chairs the Securities, Commodities and Exchanges Committee of the ABA Section of Administrative Law.Alan also is Editor of Section16.net.

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  www.naspp.com/conference2006/minidetail.asp?Presentatio - [Cached Version]
  Published on: 1/1/2006    Last Visited: 3/15/2007  

  Hear Peter Romeo and Alan Dye -the leading authorities on Section 16-discuss all the latest developments.
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  Peter is the co-author with Alan L. Dye of various publications dealing with Section 16, including the Section 16 Forms and Filings Handbook (Executive Press, 2000), the Section 16 Treatise and Reporting Guide (Executive Press, Inc. 1994), and the Section 16 Updates newsletter.
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  ALAN DYE
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  Alan is a partner with Hogan & Hartson L.L.P., a Washington, D.C. law firm, where he specializes in securities matters.Before joining Hogan & Hartson, Alan spent two years at the SEC's Division of Corporation Finance and served for two years as Special Counsel to the SEC Chairman.Prior to that, Alan served as a law clerk for the Honorable Ellsworth A. Van Graafeiland of the US Court of Appeals for the Second Circuit.
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  Alan is an active member of the American Bar Association, serving as Chairman of the Securities, Commodities and Exchanges Committee of its Administrative Law Section and as a member of the Committee on Federal Regulation of Securities of its Business Law Section.He has written extensively on various issues under the federal securities laws, including his co-authorship of the Section 16 Treatise and Reporting Guide (Executive Press 1994), the Section 16 Forms and Filings Handbook (Executive Press 2000), and the Comprehensive Section 16 Outline (Executive Press 2000).Alan, together with Peter Romeo, also manages the content of Section16.net, a website for Section 16 practitioners and compliance officers.

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  www.governanceprofessionals.org/society/NewsBot.asp?MOD - [Cached Version]
  Published on: 1/12/2005    Last Visited: 7/5/2009  

  Society members Lydia Beebe, Secretary, ChevronTexaco Corporation; Alan Dye, Partner, Hogan & Hartson LLP; David Katz, Partner, Wachtell, Lipton, Rosen & Katz; Marilyn Mooney, Partner, Fulbright & Jaworski L.L.P.; Susan Wolf, Staff Vice President, Secretary & Associate General Counsel, Schering-Plough Corporation, took part in the call.

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  www.naspp.com/conference2006/minidetail.asp?Presentatio - [Cached Version]
  Published on: 1/1/2006    Last Visited: 12/13/2007  

  His publishing company, Executive Press, also publishes Peter Romeo and Alan Dye's Section 16 Treatise and Reporting Guide, The Section 16 Forms and Filings Handbook, Comprehensive Section 16 Outline and Section 16 Updates-and the highly acclaimed websites, Section16.net, TheCorporateCounsel.net, DealLawyers.com and CompensationStandards.com.
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  Alan Dye
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  Alan is Editor of Section16.net and a Partner with Hogan & Hartson L.L.P., a Washington, D.C. law firm, specializing in securities matters.Before joining Hogan & Hartson, Alan spent two years at the SEC's Division of Corporation Finance and served for two years as Special Counsel to the SEC Chairman.Prior to that, Alan served as a law clerk for the Honorable Ellsworth A. Van Graafeiland of the US Court of Appeals for the Second Circuit.
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  Alan is an active member of the American Bar Association, serving as Chairman of the Securities, Commodities and Exchanges Committee of its Administrative Law Section and as a member of the Committee on Federal Regulation of Securities of its Business Law Section.
  
  Alan has written extensively on various issues under the federal securities laws, including his co-authorship of the Section 16 Treatise and Reporting Guide (Executive Press 1994), the Section 16 Forms and Filings Handbook (Executive Press 2000), and the Comprehensive Section 16 Deskbook (Executive Press 2000).Alan, together with Peter Romeo, also manages the content of Section16.net, a website for Section 16 practitioners and compliance officers.

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  www.internationallawoffice.com/Directory/Biography.aspx - [Cached Version]
  Published on: 3/17/2007    Last Visited: 3/17/2007  

  Mr Alan L Dye
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  Mr. Dye is a partner in the Corporate and Securities Group, concentrating in federal securities law.His practice involves representation of issuers and underwriters in connection with public and private offerings of both debt and equity securities.In addition to his transactional work, Mr. Dye advises clients with respect to various obligations and restrictions arising under the federal securities laws, including general disclosure requirements and insider trading restrictions.
  
  Mr. Dye received his undergraduate degree, magna cum laude, from Emory University in 1975.He received his law degree in 1978, graduating second in his class from the University of Georgia, where he also served as Editor-in-Chief of the Georgia Law Review.Following law school, he was appointed to serve as a law clerk for Judge Ellsworth A. Van Graafeiland of the U. S. Court of Appeals for the Second Circuit.Upon completing his clerkship in 1979, Mr. Dye entered private practice in Atlanta, where he was engaged primarily in securities and other commercial litigation.In 1982, Mr. Dye joined the staff of the Securities and Exchange Commission, where he served for two years in the Division of Corporation Finance and then for two years as Special Counsel to the Chairman of the agency.He left the Commission to join Hogan & Hartson L.L.P. in 1986.
  
  Mr. Dye is an active member of the American Bar Association and serves as Co-Chairman of the Securities, Commodities and Exchange Committee of its Administrative Law and Regulatory Practice Section.He is a frequent lecturer at professional seminars and is a former adjunct professor at the Georgetown University Law Center.He has written extensively on various issues under the federal securities laws, including his co-authorship (with Hogan & Hartson partner Peter J. Romeo) of the Section 16 Treatise and Reporting Guide (Executive Press, Inc. 1994), the Comprehensive Section 16 Outline (Executive Press, Inc. 2000), the Section 16 Forms and Filings Handbook (Executive Press, Inc. 2000), and The SEC's New Insider Trading Rules, 34 Rev. Sec.& Comm.Reg 1 (January 10, 2001).Mr. Dye, together with Mr. Romeo, also manages the content of Section16.net, a web site devoted to developments under and compliance with Section 16 of the Securities Exchange Act of 1934.
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  Mr. Dye is a member of the Bars of the District of Columbia, Georgia and New York.

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  www.naspp.com/Webcast/2010/01_28.htm - [Cached Version]
  Published on: 11/5/2009    Last Visited: 11/5/2009  

  Alan Dye on the Latest Section 16 Developments
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  Alan Dye, Editor of Section16.net and Partner of Hogan & Hartson
  
  Among many other topics, Alan will cover: What are the latest issues that have arisen-and what you can do to resolve them What considerations to keep in mind for Form 5 reporting and Item 405 disclosures How to keep your compliance program up to date Answers to any questions that you have posed to Alan in advance of the program

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  www.naspp.com/conference2006/minidetail.asp?Presentatio - [Cached Version]
  Published on: 1/1/2006    Last Visited: 2/25/2008  

  His publishing company, Executive Press, also publishes Peter Romeo and Alan Dye's Section 16 Treatise and Reporting Guide, The Section 16 Forms and Filings Handbook, Comprehensive Section 16 Outline and Section 16 Updates-and the highly acclaimed websites, Section16.net, TheCorporateCounsel.net, DealLawyers.com and CompensationStandards.com.
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  Alan Dye
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  Alan is Editor of Section16.net and a Partner with Hogan & Hartson L.L.P., a Washington, D.C. law firm, specializing in securities matters.Before joining Hogan & Hartson, Alan spent two years at the SEC's Division of Corporation Finance and served for two years as Special Counsel to the SEC Chairman.Prior to that, Alan served as a law clerk for the Honorable Ellsworth A. Van Graafeiland of the US Court of Appeals for the Second Circuit.
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  Alan is an active member of the American Bar Association, serving as Chairman of the Securities, Commodities and Exchanges Committee of its Administrative Law Section and as a member of the Committee on Federal Regulation of Securities of its Business Law Section.
  
  Alan has written extensively on various issues under the federal securities laws, including his co-authorship of the Section 16 Treatise and Reporting Guide (Executive Press 1994), the Section 16 Forms and Filings Handbook (Executive Press 2000), and the Comprehensive Section 16 Deskbook (Executive Press 2000).Alan, together with Peter Romeo, also manages the content of Section16.net, a website for Section 16 practitioners and compliance officers.

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  www.naspp.com/conference2006/minidetail.asp?Presentatio - [Cached Version]
  Published on: 1/1/2006    Last Visited: 2/25/2008  

  Hear Peter Romeo and Alan Dye, the leading authorities on Section 16, discuss evolving case law, news from the plaintiffs' bar, recent reporting developments, and guidance from the SEC.
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  Peter is the co-author with Alan L. Dye of various publications dealing with Section 16, including the Section 16 Forms and Filings Handbook (Executive Press, 2000), the Section 16 Treatise and Reporting Guide (Executive Press, Inc. 1994), and the Section 16 Updates newsletter.
  ...
  Alan Dye
  ...
  Alan is Editor of Section16.net and a Partner with Hogan & Hartson L.L.P., a Washington, D.C. law firm, specializing in securities matters.Before joining Hogan & Hartson, Alan spent two years at the SEC's Division of Corporation Finance and served for two years as Special Counsel to the SEC Chairman.Prior to that, Alan served as a law clerk for the Honorable Ellsworth A. Van Graafeiland of the US Court of Appeals for the Second Circuit.
  ...
  Alan is an active member of the American Bar Association, serving as Chairman of the Securities, Commodities and Exchanges Committee of its Administrative Law Section and as a member of the Committee on Federal Regulation of Securities of its Business Law Section.
  
  Alan has written extensively on various issues under the federal securities laws, including his co-authorship of the Section 16 Treatise and Reporting Guide (Executive Press 1994), the Section 16 Forms and Filings Handbook (Executive Press 2000), and the Comprehensive Section 16 Deskbook (Executive Press 2000).Alan, together with Peter Romeo, also manages the content of Section16.net, a website for Section 16 practitioners and compliance officers.

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  www.thecorporatecounsel.net/Conference2007/html/3agenda - [Cached Version]
  Published on: 1/1/2007    Last Visited: 10/4/2007  

  Alan Dye - Hogan & Hartson
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  Alan Dye - Hogan & Hartson
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  Alan Dye - Hogan & Hartson and Section16.net
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  Alan Dye - Hogan & Hartson and Section16.net

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