Diana Daniels

Diana Daniels, Director of Compliance/Registered Principal
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Diana Daniels

Registered Principal/Director of ComplianceTheis & Dougherty Financial Services

email: diana@thedough.com

Diana joined Theis & Dougherty in March of 1997.She is Director of Compliance for Theis & Dougherty Financial Services, Inc. and Securities Monitoring Group, LLC.Diana received a degree in Finance from St. Cloud State University.She holds Series 7, 24, and 63 licenses from the NASD and is a registered principal with QA³ Financial Corp., member NASD/SIPC.She also holds a life, accident and health insurance license from the State of Minnesota.