Mr. Oren M. Chaplin

• 
  www.nmmlaw.com/index.php?option=com_content&task=view&i - [Cached Version]
  Published on: 1/1/2008    Last Visited: 4/29/2008  

  Bryan Blaney joins the firm as a Member of the Litigation and Criminal-White Collar Groups; Jill Lebowitz as Senior Counsel with the Estate Planning & Administration and Taxation Groups; Brian C. Anscomb as an associate with the Intellectual Property Law Group; and Oren M. Chaplin as an associate with the Corporate Group.
  ...
  A resident of Metuchen, Chaplin focuses his practice on corporate and securities matters.
  
  Chaplin has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters.He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures.In addition, Chaplin regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities.
  
  Chaplin has represented financial firms before federal and state bureaus of securities, and managed the regulatory and compliance filing process for start-up and existing financial firms.He also has experience conducting on-site compliance audits and mock regulatory examinations.
  
  Prior to his career in private practice, Chaplin served as Law Clerk for the Honorable Amy Piro Chambers, P.J.S.C., Superior Court of New Jersey, from 2001 to 2002.
  ...
  While in law school, Chaplin served as Managing Editor for the New England Law Review.At the University of Delaware, he was a member of the Golden Key National Honor Society and the Alpha Kappa Delta Sociology and Criminal Justice Honor Society.
  
  Chaplin received his J.D. from New England School of Law and his B.A. from the University of Delaware.He is a member of the American, New Jersey State, Pennsylvania State, Mercer County and Middlesex County Bar Associations.He has also written articles for and had speaking engagements with the National Association of Active Investment Managers, the Society of Financial Service Professionals, the Pennsylvania Institute of Certified Public Accountants and the American Cancer Society.
  
  Back To Top

• 
  Corporate - [Cached Version]
  Published on: 9/19/2009    Last Visited: 9/19/2009  

  Oren M. Chaplin

• 
  Courthouse - [Cached Version]
  Published on: 5/29/2001    Last Visited: 8/29/2002  

  OREN M. CHAPLIN, Law Clerk

• 
  Executive Compensation & Employee Benefits - [Cached Version]
  Published on: 9/19/2009    Last Visited: 9/19/2009  

  Oren M. Chaplin

• 
  NMM Law - Norris, McLaughlin & Marcus, PA - Norris... - [Cached Version]
  Published on: 1/1/2008    Last Visited: 11/13/2008  

  Bryan Blaney joins the firm as a Member of the Litigation and Criminal—White Collar Groups; Jill Lebowitz as Senior Counsel with the Estate Planning & Administration and Taxation Groups; Brian C. Anscomb as an associate with the Intellectual Property Law Group; and Oren M. Chaplin as an associate with the Corporate Group.
  ...
  A resident of Metuchen, Chaplin focuses his practice on corporate and securities matters.
  
  Chaplin has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters. He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures. In addition, Chaplin regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities.
  
  Chaplin has represented financial firms before federal and state bureaus of securities, and managed the regulatory and compliance filing process for start-up and existing financial firms. He also has experience conducting on-site compliance audits and mock regulatory examinations.
  
  Prior to his career in private practice, Chaplin served as Law Clerk for the Honorable Amy Piro Chambers, P.J.S.C., Superior Court of New Jersey, from 2001 to 2002.
  ...
  While in law school, Chaplin served as Managing Editor for the New England Law Review. At the University of Delaware, he was a member of the Golden Key National Honor Society and the Alpha Kappa Delta Sociology and Criminal Justice Honor Society.
  
  Chaplin received his J.D. from New England School of Law and his B.A. from the University of Delaware. He is a member of the American, New Jersey State, Pennsylvania State, Mercer County and Middlesex County Bar Associations. He has also written articles for and had speaking engagements with the National Association of Active Investment Managers, the Society of Financial Service Professionals, the Pennsylvania Institute of Certified Public Accountants and the American Cancer Society.
  
  Back To Top

• 
  NMM Law - Norris, McLaughlin & Marcus, PA - Oren M.... - [Cached Version]
  Published on: 4/19/2008    Last Visited: 11/13/2008  

  Oren M. Chaplin NMM Law - Norris, McLaughlin & Marcus, PA - Oren M. Chaplin
  ...
  Oren M. Chaplin
  ...
  An associate with the firm, Oren M. Chaplin focuses his practice on corporate and securities matters.
  
  Oren has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters. He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures. In addition, Oren regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities under ERISA, the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and state Blue Sky laws.
  
  Oren has represented financial firms before federal and state bureaus of securities and managed the regulatory and compliance filing process for start-up and existing financial firms. He also has experience conducting on-site compliance audits and mock regulatory examinations.
  
  Prior to his career in private practice, Oren served as Law Clerk for the Honorable Amy Piro Chambers, P.J.S.C., Superior Court of New Jersey, from 2001 to 2002.
  ...
  While in law school, Oren served as Managing Editor for the New England Law Review. At the University of Delaware, he was a member of the Golden Key National Honor Society and the Alpha Kappa Delta Sociology and Criminal Justice Honor Society.
  
  Back To Top

• 
  New Jersey Law Blog: Firm News & Events - [Cached Version]
  Published on: 5/11/2006    Last Visited: 12/17/2006  

  Oren Chaplin, a member of the Securities Practice group, authored Operational Risk Management for the October issue of The Active Manager, the bimonthly journal of the National Association of Active Investment Managers.
  ...
  Oren Chaplin, member of the Firm's Securities Compliance & Arbitration group discusses e-mail retention requirements specific to the Securities industry in the May 2005 edition of the Journal of Financial Planning.
  
  In the article, Mr. Chaplin discusses the Securities and Exchange Commission's requirements as they relate to e-mail retention, access and reproduction, as well as best practices for investment advisors.
  ...
  In the October issue of Financial Advisor Magazine, Oren Chaplin and Thomas Giachetti, members of Firm's Securities Compliance & Regulation Group, authored an article regarding the SEC's adoption of Rule 206(4)-7.
  ...
  Oren Chaplin, a member of the Securities Practice group, recently authored an article for Virtual Office News entitled Electronic Recording Keeping Under the Investment Advisers Act of 1940.

• 
  New Jersey Law Firm | New York City Law Firm | Norris... - [Cached Version]
  Published on: 1/1/2008    Last Visited: 8/22/2009  

  Bryan Blaney joins the firm as a Member of the Litigation and Criminal-White Collar Groups; Jill Lebowitz as Senior Counsel with the Estate Planning & Administration and Taxation Groups; Brian C. Anscomb as an associate with the Intellectual Property Law Group; and Oren M. Chaplin as an associate with the Corporate Group.
  ...
  A resident of Metuchen, Chaplin focuses his practice on corporate and securities matters.
  
  Chaplin has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters. He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures. In addition, Chaplin regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities.
  
  Chaplin has represented financial firms before federal and state bureaus of securities, and managed the regulatory and compliance filing process for start-up and existing financial firms. He also has experience conducting on-site compliance audits and mock regulatory examinations.
  
  Prior to his career in private practice, Chaplin served as Law Clerk for the Honorable Amy Piro Chambers, P.J.S.C., Superior Court of New Jersey, from 2001 to 2002.
  ...
  While in law school, Chaplin served as Managing Editor for the New England Law Review. At the University of Delaware, he was a member of the Golden Key National Honor Society and the Alpha Kappa Delta Sociology and Criminal Justice Honor Society.
  
  Chaplin received his J.D. from New England School of Law and his B.A. from the University of Delaware. He is a member of the American, New Jersey State, Pennsylvania State, Mercer County and Middlesex County Bar Associations. He has also written articles for and had speaking engagements with the National Association of Active Investment Managers, the Society of Financial Service Professionals, the Pennsylvania Institute of Certified Public Accountants and the American Cancer Society.

• 
  New Jersey Law Firm | New York City Law Firm | Norris... - [Cached Version]
  Published on: 6/27/2009    Last Visited: 6/27/2009  

  Oren M. Chaplin New Jersey Law Firm | New York City Law Firm | Norris McLaughlin & Marcus, P.A. - Oren M. Chaplin
  ...
  Oren M. Chaplin
  ...
  An associate with the firm, Oren M. Chaplin focuses his practice on corporate and securities matters.
  
  Oren has experience drafting merger, acquisition, and business planning documents and handling entity formation, corporate governance and due diligence matters. He is well versed in drafting and negotiating client referral, client services, consulting, employment and termination agreements, as well as internal compliance and supervisory policies and procedures. In addition, Oren regularly analyzes regulatory and compliance issues related to limited offerings, investment advisers, public and private investment companies, broker-dealers, insurance product agents and other financial industry entities under ERISA, the Investment Advisers Act of 1940, the Investment Company Act of 1940, the Securities Act of 1933, the Securities Exchange Act of 1934, and state Blue Sky laws.
  
  Oren has represented financial firms before federal and state bureaus of securities and managed the regulatory and compliance filing process for start-up and existing financial firms. He also has experience conducting on-site compliance audits and mock regulatory examinations.
  
  Prior to his career in private practice, Oren served as Law Clerk for the Honorable Amy Piro Chambers, P.J.S.C., Superior Court of New Jersey, from 2001 to 2002.
  ...
  While in law school, Oren served as Managing Editor for the New England Law Review. At the University of Delaware, he was a member of the Golden Key National Honor Society and the Alpha Kappa Delta Sociology and Criminal Justice Honor Society.

• 
  Operational Risk Management : New Jersey Law Blog - [Cached Version]
  Published on: 1/1/2006    Last Visited: 8/10/2009  

  Oren Chaplin, a member of the Securities Practice group, authored Operational Risk Management for the October issue of The Active Manager, the bimonthly journal of the National Association of Active Investment Managers.

Page:  1 2